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Forney ISD
Forney, TX, United States
DO NOT APPLY ON THIS PAGE. Thank you for your interest in Forney ISD. We are now using Frontline Recruiting & Hiring as our new applicant tracking system. Job announcements will still appear on TJN; however, for detail descriptions and to apply for positions with Forney ISD click here JOB QUALIFICATIONS: DUTIES AND RESPONSIBILITIES: REQ
Job Source: Forney ISDForney ISD
Forney, TX, United States
Forney ISD - Executive Director of Budget and Fiscal Compliance Job Title: Executive Director of Budget and Fiscal Compliance School: Forney ISD - Administration Campus Description: Date Posted: 5/20/2024 Deadline: Until Filled Openings: 1 Commitment: Full Time Description/Notes: Direct and manage the preparation and monitoring of
Job Source: Forney ISDConfidential
Dallas, TX, United States
Director of Legal About the Company Leading streaming data platform Industry Computer Software Type Privately Held, VC-backed Founded 2019 Employees 201-500 Funding $101-$200 million Categories Information Technology & Services Analytics Big Data Consulting Developer Tools Hardware Information Technology Software Computer Programming Professional
Job Source: ConfidentialGarda World Security
Dallas, TX, United States
Job Description Job Title: Compliance Director Department:
Job Source: Garda World SecurityMISA Imports
Dallas, TX, United States
Job Description Job Description Who We Are: When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team me
Job Source: MISA ImportsThe Ladders
Dallas, TX, United States
Who We Are: When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team members remain agile and challenged,
Job Source: The LaddersDagen Personnel LLC
Dallas, TX, United States
Job Title: Director of Compliance Firm Summary: A SEC-registered investment adviser that employs an event-driven long/short equity investment strategy focused on the biotechnology sector. The firm launched in 2016 and invests in both the public and private markets on behalf of hedge funds and separate account clients. Position Responsibilities:
Job Source: Dagen Personnel LLCLarson Maddox
Dallas, TX, United States
A growing registered investment adviser located in Dallas, Texas is looking for a Director of Compliance to join their team. The Director of Compliance will work alongside the firms Chief Compliance Program to update, implement, and maintain the firms compliance program. The firm invests in both private and public markets on behalf of hedge funds a
Job Source: Larson MaddoxDallas, TX, United States
Executive Director, Legal & Compliance
Join a dynamic and innovative Insurtech company at the forefront of revolutionizing wealth management and retirement planning solutions. We specialize in leveraging cutting-edge technology to enhance financial security and empower individuals to achieve their long-term financial goals.
Position: Executive Legal & Compliance Attorney
Develop and implement strategic legal and compliance initiatives to ensure adherence to broker-dealer and registered investment advisor laws and regulations.
Provide expert guidance on regulatory requirements, compliance best practices, and risk management strategies.
Collaborate with senior management to drive business growth while maintaining a robust regulatory framework.
Oversee the review and negotiation of contracts, agreements, and legal documents pertaining to wealth management and retirement planning services.
Conduct comprehensive legal research and analysis to support business decisions and mitigate legal risks.
Serve as a key advisor to senior executives on legal and compliance matters impacting the business unit.
Manage relationships with external legal counsel and regulatory agencies as necessary.
Executive Director, Legal & Compliance: Requirements
Juris Doctor (JD) degree from an accredited law school and active membership in good standing with at least one state bar.
Minimum of 10 years of experience in legal and compliance roles within the financial services industry, preferably with a focus on wealth management, retirement planning, and insurance.
Deep understanding of broker-dealer and registered investment advisor laws and regulations (e.g., SEC, FINRA, state securities laws).
Proven track record of developing and implementing effective compliance programs and policies.
Strong leadership skills with experience building out a regulatory function
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Email Alert for Executive Director, Legal & Compliance jobs in Dallas, TX, United States
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