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GardaWorld
Dallas, TX, United States
Job Description Job Title: Compliance Director Department: Management FLSA Status: Exempt Reports To: Account Manager and Area Director Job Summary: Salary: $90000-$100000 / year As the Compliance Director at BEST, you will be responsible for ensuring that all security personnel are properly licensed and compliant with local, state, and federa
Job Source: GardaWorldLarson Maddox
Dallas, TX, United States
A growing registered investment adviser located in Dallas, Texas is looking for a Director of Compliance to join their team. The Director of Compliance will work alongside the firms Chief Compliance Program to update, implement, and maintain the firms compliance program. The firm invests in both private and public markets on behalf of hedge funds a
Job Source: Larson MaddoxThe Ladders
Dallas, TX, United States
Who We Are: When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team members remain agile and challenged,
Job Source: The LaddersDagen Personnel LLC
Dallas, TX, United States
Job Title: Director of Compliance Firm Summary: A SEC-registered investment adviser that employs an event-driven long/short equity investment strategy focused on the biotechnology sector. The firm launched in 2016 and invests in both the public and private markets on behalf of hedge funds and separate account clients. Position Responsibilities:
Job Source: Dagen Personnel LLCGarda World Security
Dallas, TX, United States
Job Description Job Title: Compliance Director Department: Management FLSA Status: Exempt Reports To: Account Manager and Area Director Job Summary: Salary: $90000-$100000 / year As the Compliance Director at BEST, you will be responsible for ensuring that all security personnel are properly licensed and compliant with local, state, and f
Job Source: Garda World SecurityLarson Maddox
Dallas, TX, United States
Director of Compliance Larson Maddox Dallas, United States Posted 2 days ago Hybrid Job Permanent USD100000 - USD160000 per annum We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team. We are curren
Job Source: Larson MaddoxLarson Maddox
Dallas, TX, United States
We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team. Compliance Director Role Responsibilities: Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF). Test an
Job Source: Larson MaddoxVaco
Dallas, TX, United States
Director of Controls & Compliance Dallas, TX - Onsite/Hybrid One of Vaco's distribution clients is looking to onboard an Audit Director to assist with a company-wide initiative to streamline operational controls across all of their distribution centers. They are looking for folks with proven experience building SOP's, juggling multiple special pro
Job Source: VacoDallas, TX, United States
Job Description
Job Description
Who We Are:
When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team members remain agile and challenged, fulfilling their professional endeavors while contributing to our vision. If this resonates with you, we would love for you to join the MISA family.
Your Part in It:
The Compliance Director is responsible for creating, reviewing, and overseeing the execution of effective compliance strategies that will ensure our operations and business practices are aligned with the overarching requirements of applicable state and federal laws. This includes anticipating possible compliance risks, assessing safety standards, and devising solutions that will minimize any adverse effects that certain irregularities might have on our operations.
You will supervise the performance of our Compliance team to ensure all internal protocols and compliance policies are enforced. You’ll regularly review audit reports, hold meetings, and make sure staff are informed about modifications to regulations affecting our industry.
Responsibilities:
Direct compliance programs, policies, reporting and practices.
Establish and direct program to ensure timely application and maintenance of all state and federal licensing.
Establish global compliance standards and design improvements to internal control structures.
Minimize legal risks by understanding current and proposed legislation, enforcing regulations, recommending new procedures, and complying with legal requirements.
Enhance compliance and organization reputation by bringing compliance recognition to the company and providing leadership in the industry.
Develop risk-based compliance testing of existing procedures and controls to identify and correct non-compliance.
Research compliance challenges and create strategy for management thereof.
Manage federal and state label approval processes; ensure submissions are timely and accurate.
Control all compliance related costs and provide cost reduction analysis to senior leadership.
Oversee state excise tax compliance process assisting in state submissions and researching process breakdowns.
Establish communication and training initiatives that inform stakeholders of compliance requirements.
Requirements:
Bachelor’s degree from an accredited college or university
6+ years of relevant experience
2+ year of supply chain experience
Experience in Wine & Spirits preferred
Strong problem-solving and decision-making skills
Excellent written and verbal communication
Excellent attention to detail
Strong organizational and analytical skills
Expert in Excel and Word
Experience with NetSuite preferred
What We Offer:
Robust industry with training and mentorship
Full Benefit options, including Medical, Dental & Vision
Catered Lunches every Friday
Generous PTO
401(K) matching
Safe Harbor & Yearly Pension
Referral Bonuses
Commuter Benefits
Paid maternity & paternity leave
Long Term & Short Term Disability – employer paid
Employee Life Insurance
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Email Alert for Compliance Director jobs in Dallas, TX, United States
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