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Dagen Personnel
Dallas, TX, United States
Job Title: Director of Compliance Firm Summary: A SEC-registered investment adviser that employs an event-driven long/short equity investment strategy focused on the biotechnology sector. The firm launched in 2016 and invests in both the public and private markets on behalf of hedge funds and separate account clients. Position Responsibilitie
Job Source: Dagen PersonnelMisa Imports, Inc.
Dallas, TX, United States
Job Description Job Description Who We Are: When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team
Job Source: Misa Imports, Inc.Larson Maddox
Dallas, TX, United States
A growing registered investment adviser located in Dallas, Texas is looking for a Director of Compliance to join their team. The Director of Compliance will work alongside the firms Chief Compliance Program to update, implement, and maintain the firms compliance program. The firm invests in both private and public markets on behalf of hedge funds a
Job Source: Larson MaddoxThe Ladders
Dallas, TX, United States
Who We Are: When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team members remain agile and challenged,
Job Source: The LaddersGardaWorld
Dallas, TX, United States
Job Description Job Title: Compliance Director Department: Management FLSA Status: Exempt Reports To: Account Manager and Area Director Job Summary: Salary: $90000-$100000 / year As the Compliance Director at BEST, you will be responsible for ensuring that all security personnel are properly licensed and compliant with local, state, and federa
Job Source: GardaWorldSDC Technology Services, L.L.C.
Dallas, TX, United States
SDC Technology Services, L.L.C. Stream Data Centers offers Hyperscale Data Centers, Private Data Centers, Ready-to-Fit Powered Shells, Colocation & Build-to-Suit Data Centers View company page Stream Data Centers powers, cools, protects, and connects the technology of the world’s well-known hyperscale data companies, cloud providers and large
Job Source: SDC Technology Services, L.L.C.Larson Maddox
Dallas, TX, United States
We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team. Compliance Director Role Responsibilities: Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF). Test and
Job Source: Larson MaddoxConfidential
Dallas, TX, United States
Senior Director Compliance About the Company Premium biopharma business Industry Pharmaceuticals Type Privately Held About the Role The Senior Director Compliance will be responsible for implementing a comprehensive training program, developing compliance policies, and providing strategic guidance and support. Travel Percent Less than 10% Functio
Job Source: ConfidentialDallas, TX, United States
Job Description
Job Title: Compliance Director Department: Management FLSA Status: Exempt Reports To: Account Manager and Area Director Job Summary:
Salary: $90000-$100000 / year As the Compliance Director at BEST, you will be responsible for ensuring that all security personnel are properly licensed and compliant with local, state, and federal regulations. You will oversee the licensing process, maintain accurate records, and provide guidance to ensure the company operates within legal boundaries.
Essential Duties and Responsibilitie s:
• Licensing Management: Manage the process of obtaining and renewing security licenses for all personnel, including background checks, training certifications, and regulatory compliance.
• Compliance Monitoring: Monitor regulatory changes and updates related to security licensing requirements and ensure the company's practices align with legal standards.
• Documentation and Record-keeping: Maintain detailed records of all security personnel licenses, certifications, and compliance documentation to ensure accuracy and accessibility.
• Training Oversight: Collaborate with the training department to develop and implement programs that ensure security personnel are adequately trained to meet licensing requirements.
• Audit Preparation: Prepare for and complete internal and regulatory audits, providing necessary documentation and ensuring compliance with licensing regulations.
• Policy Development: Develop and update company policies and procedures related to security licensing compliance, ensuring alignment with industry best practices and legal requirements.
• Risk Management: Identify potential compliance risks and develop strategies to mitigate them, proactively addressing any issues that may arise.
• Cross-functional Collaboration: Work closely with other departments, including operations, HR, and legal, to ensure seamless integration of licensing compliance efforts across the organization.
Knowledge and Skill
• Excellent verbal and written communication skills.
• Excellent interpersonal, negotiation, and conflict resolution skills.
• Excellent time management skills with the proven ability to meet deadlines.
• Strong analytical and problem-solving skills
• Thorough understanding of laws, regulations, and guidelines related to HR and contract negotiations.
• Proficient with Microsoft Office Suite or related software.
Physical and Mental Demands :
While performing the duties of this job, the employee is frequently required to sit, talk or hear and use hands to handle, or touch objects or controls. The employee is regularly required to stand and walk. On occasion the incumbent may be required to stoop, bend or reach above the shoulders. The employee must occasionally lift to 25 pounds. Specific vision abilities required by this job include close vision, distance vision, color vision, peripheral vision, depth perception, and ability to adjust focus.
Working Environment :
The position is an office-based position with frequent (75% travel) offsite visits to neighboring offices. The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential function.
Qualifications
Education
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Email Alert for Compliance Director jobs in Dallas, TX, United States
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