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Marex
New York
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investmen
Job Source: MarexPoint72
New York, NY, United States
A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by establishing and enforcing the firm's compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essentia
Job Source: Point72Capital One
New York
NYC 299 Park Avenue (22957), United States of America, New York, New York Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and cred
Job Source: Capital OneQuest Diagnostics
Secaucus, NJ, United States
Overview: The IT compliance analyst is a critical role to our compliance program. This position assists with internal and external audits by our pharmaceutical clients, College of American Pathologists (CAP), New York State, International Standards Organization (ISO), Internal and External Quality Assurance teams (including Medical Quality Assuran
Job Source: Quest DiagnosticsFacet LLC
, United States
About The Role: At Facet Wealth, we put the client above all else. As a Compliance Analyst, you will live out this value by working on a daily basis with the entire Facet team to ensure that we continue to build a work environment where all issues are handled with the highest integrity, we do what is in the best interest of our clients and we en
Job Source: Facet LLCQuest Diagnostics
Secaucus, NJ, United States
Overview The IT compliance analyst is a critical role to our compliance program. This position assists with internal and external audits by our pharmaceutical clients, College of American Pathologists (CAP), New York State, International Standards Organization (ISO), Internal and External Quality Assurance teams (including Medical Quality Assuranc
Job Source: Quest DiagnosticsFernridge Group
New York, NY, United States
Title: Legal and Compliance Analyst Firm: $40B+ private equity and hedge fund Location: New York, New York (in the office 3 days a week) Compensation Range: $100,000 - $140,000 base plus year end bonus Highlights: Opportunity to work for one of the top investment managers with excellent performance and stability This new hire will interact with all
Job Source: Fernridge GroupSolve IT Strategies, Inc.
New York, NY, United States
Solve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY. The Main Responsibilities of a person are: Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production environments Performin
Job Source: Solve IT Strategies, Inc.New York, NY, United States
Position Overview
The Compliance Analyst will join Apollo's Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo's Compliance team and with business stakeholders with a focus on compliance with applicable AML/Sanctions regulations, identifying suspicious activities, and implementing and maintaining robust FCC controls. The Analyst will support and gain exposure to all aspects of Apollo's compliance program. Apollo is looking for an individual with excellent investigative and communications skills who thrives in a fast-paced, dynamic, and collaborative environment.
Primary Responsibilities
Conduct thorough investigations into potential financial crimes, including money laundering, fraud, and sanctions evasion
Analyze transaction data, investor and transaction counterparty profiles, and other relevant information to identify potentially suspicious activity
Document issues and implement solutions in a timely manner after discovery and resolution
Develop and implement risk assessment models and monitoring systems
Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings
Stay current with industry trends, regulations and best practices that are applicable to the firm's business
Participate in internal and external audits and reviews of the firm's compliance program
Work collaboratively with internal and external counsel, investment teams, and other internal functions to address appropriate compliance practices
Assist with general compliance matters and other projects as needed
Qualifications & Experience Bachelor's degree with an excellent record of academic achievement
2+ years of compliance experience or working in a related field
Excellent analytical skills and attention to detail
Strong written and verbal communication skills
Proficiency in using case management systems and compliance tools
Exceptional PowerPoint presentation skills are required
Financial reasoning capabilities with ability to think creatively
Demonstrated interest in financial markets and securities market regulation
Ability to think critically and solve challenges with innovative solutions
High ethical standards
Entrepreneurial, self-guided work ethic with results-driven orientation
Ability to collaborate with colleagues while exercising independent judgment
Excels in a fast-paced, rigorous work environment; effectively prioritizes and meets deadlines
Professional certifications such as Certified Anti-Money Laundering Specialist (CAMS) are a plus.
Pay Range
85,000 - 100,000
The base salary range for this position is listed above. This position is also eligible for a discretionary annual bonus based on personal, team, and Firm performance. Compensation ranges are based on several factors including job function, level, and geographic location. Final offer amounts are determined by multiple factors including candidate experience and expertise, and may vary from the amounts listed here.
Email Alert for Compliance Analyst, Financial Crimes Compliance jobs in New York, NY, United States
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