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Compliance Analyst

New York, NY, United States

Title: Legal and Compliance Analyst

Firm: $40B+ private equity and hedge fund

Location: New York, New York (in the office 3 days a week)

Compensation Range: $100,000 - $140,000 base plus year end bonus

Highlights:

Opportunity to work for one of the top investment managers with excellent performance and stability

This new hire will interact with all groups internally and have the chance to own a piece of the core compliance program including testing, regulatory updates and technology

Excellent quality of life, extremely low turnover, top benefits, and compensation

Description:

Key role in both the day-to-day administration of the firms compliance program and in the continuous effort to improve and adapt the compliance program in a rapidly changing regulatory environment

Use of the latest RegTech to propose, build and execute on compliance processes to achieve scale

Monitor and understand regulatory, compliance and legal developments affecting the firm

Educate and train employees on compliance matters

Assist in the performance of forensic testing for compliance with the firms policies and procedures, incorporating technology and analytics where appropriate

Assist with regulatory filings in various jurisdictions globally

Perform due diligence of firm research providers, consultants, and counterparties.

Requirements:

2+ years of experience in a compliance role

Top analytical and communication skills

An ability to think creatively about RegTech and processes to streamline workflow, enhance

the employee compliance experience, and ensure maximum accuracy

Strong communication skills, both written and verbal

Apply

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