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Phaxis
New York, NY, United States
COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM Base Salary is $100K to $120K (based upon candidate and experience) Year-end Bonus; and Excellent Benefits Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team of Attorneys and Compliance Professionals as a Compliance Analyst . In this role, you
Job Source: PhaxisRockefeller Financial
New York, NY, United States
About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corpo
Job Source: Rockefeller FinancialCity of New York
New York, NY, United States
Company Description Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS Accountability Office's ORCA is charged with working closely with internal and external partners to ensure that DHS facilities, directly-managed and those managed by
Job Source: City of New YorkThe Goodkind Group
New York, NY, United States
Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment Maintain and update controls desi
Job Source: The Goodkind GroupSolve IT Strategies, Inc.
New York, NY, United States
Solve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY. The Main Responsibilities of a person are: Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production environments Performin
Job Source: Solve IT Strategies, Inc.Quest Diagnostics
Secaucus, NJ, United States
Overview: The IT compliance analyst is a critical role to our compliance program. This position assists with internal and external audits by our pharmaceutical clients, College of American Pathologists (CAP), New York State, International Standards Organization (ISO), Internal and External Quality Assurance teams (including Medical Quality Assuran
Job Source: Quest DiagnosticsFacet LLC
, United States
About The Role: At Facet Wealth, we put the client above all else. As a Compliance Analyst, you will live out this value by working on a daily basis with the entire Facet team to ensure that we continue to build a work environment where all issues are handled with the highest integrity, we do what is in the best interest of our clients and we en
Job Source: Facet LLCFernridge Group
New York, NY, United States
Title: Legal and Compliance Analyst Firm: $40B+ private equity and hedge fund Location: New York, New York (in the office 3 days a week) Compensation Range: $100,000 - $140,000 base plus year end bonus Highlights: Opportunity to work for one of the top investment managers with excellent performance and stability This new hire will interact with all
Job Source: Fernridge GroupNew York, NY, United States
A Career with Point72's Compliance Department
The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by establishing and enforcing the firm's compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essential to the success of Point72, and our compliance professionals are embedded in investment professional and investment services teams across the organization. We offer mentorship, a growth path, and the opportunity for a long-term career with us.
What you'll do
We are seeking a Compliance Analyst in New York to join the Canvas Compliance team. In this role, you will work as a member of the Canvas Compliance team supporting Canvas FRG, LLC, a primary research group within Point72. Specifically, you will:
* Main point of contact for Compliance related items for Canvas Research Analysts;
* Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews;
* Chaperone consultant calls for Canvas Research Analysts and document accordingly;
* Monitor communications between Canvas Research Analyst interactions with discretionary investment professionals;
* Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage;
* Facilitate quarterly invoicing and payment with the finance department in compliance with applicable data privacy law;
* Participate in Compliance training for Canvas Research Analysts; and
* Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes.
* Monitor and stay current on applicable laws, regulatory initiatives, and case law
* Recommend and draft enhancements to policies and procedures
What's required
We are seeking a detail-oriented and self-motivated professional to join our team with the opportunity to learn and grow. Specifically, you will need:
* 1-4 years of experience in financial services preferably in compliance
* GPA 3.0 or greater
* Attention to detail and the tenacity to produce meticulous work product
* To be highly organized, process driven, and structured with the ability to work independently as well as a teammate
* The ability to juggle multiple priorities at once under pressure, prioritize such tasks and see each through to completion
* Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
* Commitment to the highest ethical standards
We take care of our people
We invest in our people, their careers, their health, and their well-being. We want you to concentrate on success and leave the rest to us. When you work here, we provide:
* Fully-paid health care benefits
* Generous parental and family leave policies
* Volunteer opportunities
* Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
* Mental and physical wellness programs
* Tuition assistance
* A 401(k) savings program with an employer match and more
About Point72
Point72 is a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide. Resting on more than a quarter-century of investing experience, we seek to be the industry's premier asset manager through delivering superior risk-adjusted returns, adhering to the highest ethical standards, and offering the greatest opportunities to the industry's brightest talent. For more information, visit www.Point72.com/working-here.
The annual base salary range for this role is $90,000-110,000, which does not include discretionary bonus compensation or our comprehensive benefits package. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level, among other things.
Email Alert for Compliance Analyst, Canvas Compliance jobs in New York, NY, United States
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