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Confidential
Dallas, TX, United States
Vice President, Compliance & Operations About the Company Successful management consulting firm Industry Management Consulting Type Privately Held About the Role The Vice President, Compliance and Operations will be responsible for collaborating with regulatory bodies, providing guidance to the asset management department, and overseeing the admi
Job Source: ConfidentialConfidential
Irving, TX, United States
Vice President Of Compliance About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Vice President Of Compliance will be responsible for preparing and directing the organization's risk assessments as well as overseeing the effectiveness of the organization's identity theft program. Travel Pe
Job Source: ConfidentialConfidential
Dallas, TX, United States
Vice President of Compliance About the Company Industry-shaping mobile application empowering employees to improve heart health Industry Health, Wellness and Fitness Type Privately Held, VC-backed Founded 2013 Employees 201-500 Categories Health & Wellness Fitness Health Care Medical mHealth Wellness About the Role The Company is seeking a Vice P
Job Source: ConfidentialBalfour Beatty plc
Dallas, TX, United States
As an industry leader Balfour Beatty offers employees a comprehensive benefits package with competitive salaries and more including: Medical, Dental, Vision and Life Insurance Health Savings Account 401(k) with company match Flexible Spending Accounts (Dependent & Medical Reimbursement) Vacation Time Sick Time Holidays Tuition Assistance Employee R
Job Source: Balfour Beatty plcKofile
Dallas, TX, United States
The ideal candidate will possess a mastery of transformational change, operational efficiency, Lean principles, data-driven decision-making, and delivering on results Further, understanding the numbers behind the business (e.g., P&L statement, balance sheet, net working capital, et al.) is critical to realize the full potential of delivering measur
Job Source: KofilePCI Group
Irving, TX, United States
__________________________________________________________________________________________________ Job Position : Vice President, Operations Reports to : President Classification : Exempt (Non-Overtime Eligible) __________________________________________________________________________________________________ PCI Overview For over 50 year
Job Source: PCI GroupConfidential
Dallas, TX, United States
Vice President of Operations About the Company Well-established private equity firm Industry Venture Capital & Private Equity Type Private Equity Firm About the Role The Company is in need of a Vice President of Operations with a focus on facilities management services. The successful candidate will be responsible for leading and managing the ope
Job Source: ConfidentialConfidential
Dallas, TX, United States
Vice President, Operations About the Company Premier multi-unit owner & operator of consumer services locations Industry Consumer Services Type Privately Held About the Role The Company is seeking a Vice President of Operations to provide operational, financial, and program leadership for its designated locations. The successful candidate will be
Job Source: ConfidentialDallas, TX, United States
Recruiters: Please do not contact individuals. Please review our position on LinkedIn for further instructions.
VWH Capital Management, LP (“VWH”) is an SEC-registered investment advisor and private equity firm with multi-billion dollars in assets under management. The firm is the winner of the 2023 Private Equity Wire US Emerging Manager Award for Best Performance: Debt. VWH is a major player in the U.S. distressed residential mortgage loan space and seeks to generate long-term returns in securitized products, distressed credit, and whole loans. VWH is headquartered in Dallas. For more information visit www.vwhcapital.com.
Job Description
VWH is seeking a Vice President/Director, Senior Counsel to fill a critical role. The role’s primary responsibility will be to focus on transactional investment and financing agreements (e.g. warehouse repurchase or ISDA agreements). The candidate will also coordinate with outside counsel as it pertains to fund formation and structuring. In addition, the candidate will work with our 3rd party compliance consultant and Chief Compliance Officer to maintain compliance with the SEC and other regulatory agency requirements. As the need arises, the candidate will aide in other operational responsibilities such as Human Resources (non-payroll) and firm governance (e.g. vendor and procedure management). This position will have high visibility to our senior executive team as well as the firm’s CIO and founder.
Responsibilities
Transactional and Fund related activities
In conjunction with the investment team, review/negotiate the firm’s transactional agreements
Coordinate with internal parties and outside counsel to advise on fund formation and structuring, as well as to negotiate fund related agreements such as fund documents, side letters, and governing agreements
Compliance
Work with 3rd party compliance consultant and Chief Compliance Officer to ensure firm remains in compliance with SEC and other regulatory requirements
Coordinate with regulatory bodies to complete audits/exams, as needed
Communicate audit findings and regulatory changes with business units to proactively stay in compliance
Manage vendor network, ensuring adherence to regulatory requirements for vendors
Create/maintain policy and procedure governance process, including regular updates
Operational Items
Assist in negotiation of legal documents including non-disclosure agreements and vendor contracts
Resolve employee matters, as needed
Other duties as assigned
Qualifications
Minimum of 5 years of experience as a licensed attorney, Juris Doctorate is required
Minimum of 5 years of experience in private equity / hedge fund industry, preferably with exposure to the mortgage industry
Minimum of 5 years of experience reviewing and negotiating transactional documents related to private equity
Experience with regulatory agencies that oversee private equity or hedge funds (e.g. Securities and Exchange Commission (SEC))
Ability to create policies and procedures and suggest areas to improve
Ability to work independently and be a self-starter
Strong client services skills and ability to work as a team with internal and external counterparties
High sense of urgency, accountability, attention to detail, prioritization skills, and organization
Must currently be admitted and maintain license to practice law in one or more states in the United States
Strong working knowledge of MS Office Suite, especially Excel, Word, and Outlook
Ability to work in Uptown Dallas office
Additional Information
VWH offers competitive compensation including base salary and a discretionary performance bonus. VWH has a compelling benefits package, including medical, dental, and vision insurance, a 401(k) plan, and generous paid time off.
VWH Capital Management, LP is an equal opportunity employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic prohibited by applicable law.
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Email Alert for Vice President/Director, Compliance and Operations jobs in Dallas, TX, United States
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