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Blue Horizon Tek Solutions
New York, NY, United States
This role will support Legal and Compliance technology initiatives for asset management businesses registered with various European regulatory bodies. Key to the position are the abilities to understand the Legal and Compliance regulatory & legal requirements, define technology strategies and manage projects, timelines and risks.
Job Source: Blue Horizon Tek SolutionsGalaxy USA
New York, NY, United States
Who We Are: At Galaxy we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and improve all aspects of our global economy. Our vision is a society where value and ownership flow as freely as information. Galaxy is a digital asset and blockchain leader helping
Job Source: Galaxy USAOMERS / Oxford Properties Group
City of Amsterdam, NY, United States
Director, Legal & Compliance page is loaded Director, Legal & Compliance Apply locations Toronto, Canada time type Full time posted on Posted 3 Days Ago job requisition id JR-6269 Why join us? Are you looking to join a dynamic pension plan that embodies the strong values of its 600,000 members and is an industr
Job Source: OMERS / Oxford Properties GroupADP
Roseland
**ADP is hiring a** **Legal Compliance** **Manager** **.** + _Are you an experienced program manager with strong project management skills and an understanding of privacy compliance?_ + _Are you looking to join a dynamic, inclusive team environment with a culture of collaboration and belonging?_ **Well, this may be the role for you.** As a member o
Job Source: ADPBlackstone Restaurant
New York, NY, United States
Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management in
Job Source: Blackstone RestaurantActalent
Hackensack, NJ, United States
Great Opportunity to Work in Oncology Research! Hybrid Opportunity AFTER FIRST 90 DAYS! Competitive Pay! REQUIRED: 1+ years of Clinical Research Billing/Finance experience Research Medicare Coverage Analysis experience Experience with EPIC and CTMS Oncology experience highly preferred, not required! RESPONSIBILITIES: Coordinate with resear
Job Source: ActalentQuest Diagnostics Incorporated
Secaucus, NJ, United States
The IT compliance analyst is a critical role to our compliance program. This position assists with internal and external audits by our pharmaceutical clients, College of American Pathologists (CAP), New York State, International Standards Organization (ISO), Internal and External Quality Assurance teams (including Medical Quality Assurance - MQA)
Job Source: Quest Diagnostics IncorporatedThe Execu|Search Group
New York, NY, United States
A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regu
Job Source: The Execu|Search GroupNew York, NY, United States
Location: Midtown NYC
Compensation: $100k-$140k base + bonus
JOB FUNCTION
The Legal and Compliance Analyst will work closely with other members of the Legal and Compliance Department and other departments throughout the firm on a wide spectrum of issues and initiatives.
Responsibilities:
Play a key role in the day-to-day administration and continuous improvement of the firm’s compliance program in a rapidly changing regulatory environment.
Use the latest RegTech to propose, build and execute on compliance processes to achieve scale.
Monitor and understand regulatory, compliance and legal developments affecting the firm.
Train and educate employees on compliance matters.
Assist in the performance of testing for compliance with the firm’s policies and procedures, incorporating technology and analytics where appropriate.
Organize, maintain, and produce compliance recordkeeping.
Assist with regulatory filings in various jurisdictions internationally.
Perform due diligence of research providers, consultants, and counterparties.
Assist with managing the process of periodically updating the firm’s compliance manual, Code of Ethics, and investor due diligence documents.
QUALIFICATIONS
Bachelor’s degree from a highly regarded college or university; candidate should have accumulated an outstanding academic record.
2+ years of experience in a compliance role, such as private fund/broker-dealer compliance or compliance consulting.
A professional license such as a CPA or a FINRA license would be viewed favorably, but is not required.
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Email Alert for Legal and Compliance Analyst jobs in New York, NY, United States
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