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Merit Personnel & Consulting
New York, NY, United States
Cash Applications Analyst- Newport Beach, CA Title: Cash Applications Analyst (Temporary Employee) Location: Newport Beach, CA (onsite required) Rate: $30-33/hr (long-term 6+ months; likely to convert permanently [65-70K]) Position Description The Firm’s Client Billing department is made up of revenue professionals focused in three function
Job Source: Merit Personnel & ConsultingZT Systems group
Secaucus, NJ, United States
The role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a critical role in providing insight analysis for our multinational import business. In addition, this individual will assist internal controls, and drives improvement in the key processes. Scope Records keeping for import & export d
Job Source: ZT Systems groupZT Systems
USA - NJ - Secaucus - Bldg 200P
About the role The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a critical role in providing insight analysis for our multinational import business. In addition, this individual will assist internal controls, and drives improvement in the key process
Job Source: ZT SystemsTapestry
New York, NY, United States
Coach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers and the inclusive and courageous spirit of our hometown, we make beautiful things, crafted to last-for you to be yourself in. Coach is part of the Tapestry portfolio - a global house of brands committed to stretching what's possibl
Job Source: TapestryKering
Wayne, NJ, United States
Summary We are seeking a highly skilled and experienced Trade Compliance specialist to join our dynamic group logistics team. The Trade Compliance Specialist will be responsible for ensuring compliance with import and export regulations for both the United States and Canada. This role requires expertise in navigating the regulatory landscape, inte
Job Source: KeringTEKsystems
Jersey City
Description: - Lead a team of Reconciliation Specialists and Compliance Coordinators, providing guidance, coaching, and training to ensure high-quality work products. - Oversee the reconciliation of approximately 900 accounts received from brokerage feeds with employee records. - Ensure the accuracy and completeness of reconciliations, identifying
Job Source: TEKsystemsAltana Technologies
New York, NY, United States
Altana provides the world’s only dynamic, intelligent map of the global supply chain - the Altana Atlas - using AI and machine learning models to connect with and learn from massive sets of public and private data. Through the Atlas, companies and governments can understand the distant origins of products well beyond their own direct suppliers; dis
Job Source: Altana TechnologiesInternational Staff Consulting
Pearl River, NY, United States
The Global Trade Compliance (GTC) Specialist will support compliant export and import transactions. Successful candidates will have experience managing export and import trade requirements, global shipping, certifications and trade regulations. The ability to interface effectively with many internal and external functional areas and organizations i
Job Source: International Staff ConsultingNew York, NY, United States
Trade Compliance Analyst in Newport Beach, CA
This is an ideal opportunity for individuals interested in pursuing a career in a fast paced, dynamic, and challenging workplace with highly motivated and intelligent professionals. In this role, you will learn about trades, trade strategies, the impact of trades to client portfolios, and the implementation of rules and regulations. The Trade Compliance team is responsible for reviewing fixed-income and equity trades, on a pre and post trade basis, to ensure compliance with applicable restrictions.
The Trade Compliance Analyst will have broad exposure to the entire Investment Guideline Compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Technology, Account Management, Product Strategy and the Trade Floor.
Key Responsibilities
Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parameters
Researching and addressing inquiries related to investment guidelines from the Trade Floor and other internal/external parties.
Confirming all trades are compliant by the end of each business day
Preparing various reports on a daily basis to relevant internal groups
Participating in numerous ad hoc projects tied to optimizing and automating the Trade Compliance process
Position Requirements
Minimum of a Bachelor’s Degree (Accounting, Business, Finance or Economics preferred)
1 – 5 years of professional experience in compliance or the investment management industry
Basic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.
Intermediate/advanced working knowledge of MS Excel.
Preferred Qualifications
Experience monitoring transactions in a compliance system is ideal
Exposure to querying, particularly with SQL and Business Objects
Experience with Bloomberg
CFA designation or active status in the CFA program is a plus
Professional Skills Requirements
Have a strong sense of honesty and integrity
Quick learner and adaptable to learn new processes, concepts, and skills
Maintaining a strong commitment to quality and attention to details; ensuring that relevant work product is complete, accurate and on time.
Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization in an effective and collaborative manner
Ability to multitask, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with high quality output
Highly motivated self-starter with the ability to work collaboratively and independently
Desire to take initiative and contribute to the department and the organization
90 Broad Street
Suites 319
New York, NY 10004
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Email Alert for Trade Compliance Analyst in Newport Beach, CA jobs in New York, NY, United States
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