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ZT Systems
Secaucus, NJ, United States
About the role The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a critical role in providing insight analysis for our multinational import business. In addition, this individual will assist internal controls, and drives improvement in the key process
Job Source: ZT SystemsZT Systems
Secaucus, NJ, United States
About the role The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a critical role in providing insight analysis for our multinational import business. In addition, this individual will assist internal controls, and drives improvement in the key proces
Job Source: ZT SystemsZT Systems group
Secaucus, NJ, United States
The role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a critical role in providing insight analysis for our multinational import business. In addition, this individual will assist internal controls, and drives improvement in the key processes. Scope Records keeping for import & export d
Job Source: ZT Systems groupApollo Inc
New York, NY, United States
Position Overview The Compliance Analyst will join Apollo's Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo's Compliance team and with business stakeholders with a focus on compliance with
Job Source: Apollo IncFidelity Information Services
New York, NY, United States
JOB DESCRIPTION Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5% Job Description Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issue
Job Source: Fidelity Information ServicesTapestry
New York, NY, United States
Coach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers and the inclusive and courageous spirit of our hometown, we make beautiful things, crafted to last-for you to be yourself in. Coach is part of the Tapestry portfolio - a global house of brands committed to stretching what's possib
Job Source: TapestryMizuho Corporate Bank
New York, NY, United States
About the Role The individual will be joining the Compliance Surveillance team. The surveillance team is responsible for monitoring trading in all asset classes, to detect trading activity that could adversely affect the firm and its reputation. The surveillance professional will work closely with experienced staff and develop the capacity to condu
Job Source: Mizuho Corporate BankPhyton Talent Advisors
New York, NY, United States
Our client a top tier international investment banking firm is seeking a Compliance Surveillance specialist to join their growing team. You will be responsible for monitoring trading across all asset classes to detect activities that could adversely impact the firm and its reputation. You will work closely with experienced staff to develop skills i
Job Source: Phyton Talent AdvisorsNew York, NY, United States
EXPERIENCED COMPLIANCE ANALYST New York, NY
5 Days onsite in Downtown Manhattan
The Role
Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team.
The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.
Tasks will primarily include surveillance and monitoring of firm trading activity, documenting and updating policies, managing regulatory reporting, examinations and communications, training and inducting staff, managing exchange memberships, actively advising on compliance matters, and monitoring regulatory developments and best practices.
The person will join a collaborative team that together operates the compliance function from start to finish, advising senior management and supervising outside counsel and consultants, but also rolling up sleeves and doing anything that arises, whether its routine, complex, or even unrelated to primary functions.
About You
The ideal candidate must have an impeccable professional background and at least 4 years of relevant experience at or with similarly-regulated trading businesses, such as SEC-registered dealers.
You must be a self-starter and have strong prioritization skills.
Organization, superior attention to detail, and ability to multitask are required.
Prior experience at a regulatory agency, experience with derivative markets, and a legal background are each a plus.
Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.
Email Alert for Trade Compliance Analyst - Financial Services jobs in New York, NY, United States
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