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Moors & Cabot Inc
Boston, MA, United States
Job Description Job Description Role Description The Compliance Analyst is an integral member of the Compliance department that has a mission to conduct Moors & Cabot business consistent with the highest standards of commercial honor and just and equitable principles of trade. Keeping our customers’ interests foremost is key to Moors & Cabot’s
Job Source: Moors & Cabot IncAllspring Global Investments
Boston, MA, United States
Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial retur
Job Source: Allspring Global InvestmentsAllspring Global Investments
Boston, MA, United States
Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial ret
Job Source: Allspring Global InvestmentsHarrison Gray Search and Consulting LLC
Boston, MA, United States
Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Analyst. The Compliance Analyst is an integral member of the Compliance department that has a mission to conduct business consistent with the highest standards of commercial honor and just and equitable principl
Job Source: Harrison Gray Search and Consulting LLCSCS Financial
Boston, MA, United States
Firm Description Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powe
Job Source: SCS FinancialFanning Personnel
Boston, MA, United States
Highly esteemed Boston investment firm is seeking a Compliance Analyst to join their team! This individual will assist the compliance department with the development, implementation, and maintenance of the firm's compliance program. The Compliance Analyst will provide oversight of the firm's activities to ensure they are compliant with federal, sta
Job Source: Fanning PersonnelManulife Insurance Malaysia
Boston, MA, United States
Vous cherchez un milieu de travail axé sur le soutien et la collaboration, avec des équipes formidables et des gestionnaires inspirants? Vous êtes au bon endroit. Nous sommes à la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent améliorer le quotidien des gens partout dans le monde. Vous vous reconnaissez? La carrière déc
Job Source: Manulife Insurance MalaysiaBerkshire Hathaway Specialty Insurance
Boston, MA, United States
Who are we? A strategic and trusted insurance partner, Berkshire Hathaway Specialty Insurance (BHSI), provides a broad range of commercial property, casualty and specialty insurance coverages and outstanding service to customers and brokers around the world. Part of Berkshire Hathaway’s insurance operations, we bring our solutions to market with ou
Job Source: Berkshire Hathaway Specialty InsuranceBoston, MA, United States
Firm Description
Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful technology platform, and a culture of collaboration and camaraderie. SCS employs over 130 employees and is headquartered in Boston, with offices in New York City, Providence, Los Angeles, and West Palm Beach.
Role
SCS is seeking to hire a full-time compliance analyst to join its compliance team. As a member of the firm's compliance team, the Compliance Analyst will be responsible for supporting the Chief Compliance Officer and the implementation of the firm's compliance program. The position offers diversified experience across all functional areas of a complex investment advisory firm and interaction with a broad range of internal and external stakeholders. The Compliance Analyst will contribute to many aspects of the compliance team's responsibilities, including compliance testing and internal audit projects, implementation of the firm's code of ethics, preparation of regulatory filings, review of marketing and client meeting materials, and firm training.
We are seeking candidates who are well organized, energetic, and team-oriented. The right candidate is a self-starter with a strong work ethic who has excellent communication skills and attention to detail. This person must be willing to provide the highest level of client service, professionalism, and confidentiality. Furthermore, this person must be able to efficiently prioritize tasks and consistently meet deadlines.
Qualifications
The successful candidate will possess a minimum of 2 to 4 years of relevant investment advisor or investment fund manager operations or compliance experience. Additional qualifications include:
Minimum of a bachelor's degree in finance, economics, or other related discipline
Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus
Interest in, and familiarity with, basic wealth management business and investment concepts
Excellent organizational, prioritization, and time management skills
Analytical mindset with a strong attention to detail
High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment
Strong written and oral communication skills
Proficiency in Microsoft Excel, Word, and Outlook applications
SCS Financial is an equal opportunity employer.
Email Alert for Compliance Analyst jobs in Boston, MA, United States
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