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DNA Capital
, CO, United States
Alto Pharmacy is a full-service, digitally-powered pharmacy that makes it simple to live your healthiest life by providing an easier, more supportive and more affordable pharmacy experience. We’re redefining what a pharmacy can do, with fast and reliable prescription delivery, tools like treatment reminders and medication bundling, direct access to
Job Source: DNA CapitalConfidential
Denver, CO, United States
Head of Security & Compliance About the Company Leading tech platform offering robust communication & collaboration services Industry Telecommunications Type Privately Held, VC-backed Founded 2011 Employees 1001-5000 Funding $200+ million Categories Telecommunications Technology Information Technology & Services Telephony Analytics Artificial Inte
Job Source: ConfidentialConfidential
Denver, CO, United States
Head of Retail Compliance About the Company Leading provider of a digital asset management security solution Industry Financial Services Type Subsidiary of a Public Company Founded 2013 Employees 51-200 Funding $51-$75 million Categories Information Technology & Services Technology Financial Services Enterprise B2B SAAS Specialties Multi-Signatur
Job Source: ConfidentialSquare Inc.
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It all started with an idea at Block in 2013. Initially built to take the pain out of peer-to-peer payments, Cash App has gone from a simple product with a single purpose to a dynamic ecosystem, developing unique financial products, including Afterpay/Clearpay, to provide a better way to send, spend, invest, borrow and save to our 47 million monthl
Job Source: Square Inc.5 Legal
Denver, CO, United States
Job Description Job Description One of Fortunes Best Places to Work and top 50 AmLaw firm, is seeking a Private Investment Funds Associate Attorney to join its Investment Management group. Experience in the structuring and formation of private equity funds or venture capital funds and negotiation with limited partners is required. Additional exp
Job Source: 5 LegalRecooty
Denver, CO, United States
Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting clients first, acting like owners and succeeding as a team. Our culture is high-energy, collaborative, and forward-thinking with opportunities to grow in an excit
Job Source: Recooty5 Legal
Denver
Job Description Job Description One of the recognized Global 50 law firm is seeking an associate to join its Private Funds group. The ideal candidate will have 3-5 years of experience in representing established and new fund sponsors in the formation of private investment funds, separate accounts and other investment vehicles. Candidates with ex
Job Source: 5 Legal5 Legal
Denver
Job Description Job Description Top AmLaw 100 law firm seeks an associate to join their Private Funds Group. Candidates should have a minimum of 3-5 years of experience in representing established and new fund sponsors in the formation of private investment funds, separate accounts, and other investment vehicles. Candidates with experience in jo
Job Source: 5 Legal, CO, United States
Head of Client Compliance – Funds – Jersey
Are you a Jersey Funds compliance professional who’s ready for a new challenge?
Want to work in a respectful, collaborative and forward thinking culture?
Do you want the support of a dynamic senior leadership team and the autonomy to develop your own processes and lead a team as you see fit?
Then read on…
We are delighted to be working with a highly respected international funds services business, for which Jersey plays a pivotal role in decision making, who are looking to strengthen their team with a new Client Compliance Lead.
In this role, you’ll lead and develop a team of Compliance Services professionals, serving as MLRO, MLCO, and CO for client structures. You’ll ensure high standards of compliance, liaise with external parties, and support effective risk management for client entities. Get in touch if you want to drive operational excellence and make a significant impact on regulatory compliance within the organisation.
• Spearhead the leadership, management, and professional growth of a team comprising Compliance Services experts who directly engage with clients.
• Formulate and champion the establishment of a client-focused compliance strategy to include crafting tools, policies, procedures, and processes to ensure comprehensive compliance.
• Assume the crucial roles of Money Laundering Reporting Officer (MLRO), Money Laundering Compliance Officer (MLCO), and Compliance Officer (CO) for client structures, executing these responsibilities to a high standard. Additionally, maintain effective communication with relevant external parties as necessary.
• Develop and execute a robust monitoring program for client structures, systematically report findings to appropriate channels, and contribute to risk management efforts within the organization.
• Address training needs within the company and among clients, collaborating with other business units to deliver relevant training sessions.
• Identify innovative solutions and contribute to the development and refinement of an operational model for client compliance services. This model aims to optimize people, processes, and platforms to deliver exceptional client service and appropriately delegate duties within the team.
You
The successful candidate will be an experienced Compliance professional who has a proven track record acting as Key Person (MLCO/MLRO/CO) either in-house within a Funds business or for a Fund Services Business. You’ll have a strong interest in people management and the ability to interact with stakeholders from all levels.
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Head of Client Compliance – Funds – Jersey jobs in , CO, United States
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