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Brown Brothers Harriman
Boston, MA, United States
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever y
Job Source: Brown Brothers HarrimanBrown Brothers Harriman & Co.
Boston, MA, United States
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever y
Job Source: Brown Brothers Harriman & Co.Fanning Personnel
Boston, MA, United States
Highly esteemed Boston investment firm is seeking a Compliance Analyst to join their team! This individual will assist the compliance department with the development, implementation, and maintenance of the firm's compliance program. The Compliance Analyst will provide oversight of the firm's activities to ensure they are compliant with federal, sta
Job Source: Fanning PersonnelSCS Financial
Boston, MA, United States
Firm Description Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powe
Job Source: SCS FinancialAllspring
Boston, MA, United States
Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments™ is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and posit
Job Source: AllspringBerkshire Hathaway Specialty Insurance
Boston, MA, United States
Who are we? A strategic and trusted insurance partner, Berkshire Hathaway Specialty Insurance (BHSI), provides a broad range of commercial property, casualty and specialty insurance coverages and outstanding service to customers and brokers around the world. Part of Berkshire Hathaway’s insurance operations, we bring our solutions to market with ou
Job Source: Berkshire Hathaway Specialty InsuranceAllspring
Boston, MA, United States
Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positi
Job Source: AllspringManulife Insurance Malaysia
Boston, MA, United States
Vous cherchez un milieu de travail axé sur le soutien et la collaboration, avec des équipes formidables et des gestionnaires inspirants? Vous êtes au bon endroit. Nous sommes à la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent améliorer le quotidien des gens partout dans le monde. Vous vous reconnaissez? La carrière déc
Job Source: Manulife Insurance MalaysiaBoston, MA, United States
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!
What You Can Expect At BBH:
If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself-without leaving the firm. We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.
1. Compliance Monitoring
Monitor compliance requirements for funds daily utilizing Charles River Developments ComplianceMaster system. Take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
Develop and maintain a working familiarity with applicable laws, regulation and interpretation governing the administration of mutual funds.This includes the Investment Company Act of 1940, Subchapter M of the Internal Revenue Code securities laws and other applicable requirements.
Assist with the preparation and/or review of daily, weekly, monthly and quarterly deliverables including Quarterly Board Reports.
Perform special projects as assigned by the Fund Administration Compliance Supervisor or Manager.
2. Systems/Technology Maintain a strong working familiarity with Charles River Developments ComplianceMaster system.
Assist the Fund Administration Compliance Manager in developing ways to enhance and automate the compliance function for areas that are manual.
Assist Compliance Analyst with troubleshooting systems issues for domestic and global offices.
Assist Compliance Business Analyst with ComplianceMaster rule-writing.
Assist Compliance Business Analyst with troubleshooting system issues for Boston, Dublin, Luxembourg, and London.
3.Client Service Develop and maintain a strong client service relationship with clients.
Assist with the completion of client conversions.
4.Compliance Review and Training Complete review of daily, weekly, monthly and quarterly compliance reporting for analyst level staff.
Assist in training new analysts.
POSITION SCOPE:
Primary internal and external contacts with whom position interacts, and purpose/nature of contact: Obtain assistance from, and work with the appropriate BBH personnel and the client, on compliance monitoring and problem resolution.
Communicate with the Fund Administration Compliance Manager with respect to all workflow when necessary.
Communicate relevant matters to members of other BBH departments and clients when appropriate.
KNOWLEDGE, SKILLS AND ABILITIES:
Education level and/or relevant experience(s) BS/BA degree and/or equivalent work experience.
4 to 6 years mutual fund industry experience including a minimum 2 to 4 years in a compliance oriented role.
Knowledge and skills Highly organized, detail oriented, self-motivated, capable of monitoring and completing a variety of projects simultaneously; ability to keep abreast of regulatory changes effecting funds.
Knowledge of U.S. governing rules, i.e. 1940 Act and I.R.C. rules.
Familiarity of offshore governing rules, i.e. UCITS.
Strong oral and written communication skills.
Possess ability to work in a potentially high pressure, client-driven environment.
Other requirements: Charles River Development - ComplianceMaster experience.
Bloomberg experience
We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.
Email Alert for Sr. Compliance Analyst InServ jobs in Boston, MA, United States
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