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WEX Inc.
Dallas, TX, United States
About the Team: WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health. The successful candidate will act as a resource to assist in the building, support, and maintenance of a consistent and scalable regulatory framew
Job Source: WEX Inc.Apex Fintech Solutions LLC
Dallas, TX, United States
Apex enables modern investing and wealth management tools through an ecosystem offrictionless platforms, APIs, and services. Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust su
Job Source: Apex Fintech Solutions LLCApex Fintech Solutions
Dallas, TX, United States
WHO WE ARE Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than
Job Source: Apex Fintech SolutionsApex Fintech Solutions
Dallas, TX, United States
WHO WE ARE Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than
Job Source: Apex Fintech SolutionsBeal Bank
Plano, TX, United States
Summary: The Senior Analyst will be responsible for performing accounting and regulatory analysis as well as developing additional monitoring tools as needed. This position will cross-train in the preparation of various regulatory reports and periodically be expected to prepare and/or serve as initial reviewer of various regulatory reports. Addit
Job Source: Beal BankApex Fintech Solutions LLC
Dallas, TX, United States
Apex enables modern investing and wealth management tools through an ecosystem offrictionless platforms, APIs, and services. Compliance Analyst (Regulatory Requests) Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access t
Job Source: Apex Fintech Solutions LLCUT Southwestern Medical Center
Dallas, TX, United States
Why UT Southwestern? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. At UT Southwestern, we invest in you with opportunities for career growth and development that align with your future goals and help to provide security for you and your family. Our hi
Job Source: UT Southwestern Medical CenterUT Southwestern
Dallas, TX, United States
Why UT Southwestern? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. At UT Southwestern, we invest in you with opportunities for career growth and development that align with your future goals and help to provide security for you and your family. Our h
Job Source: UT SouthwesternDallas, TX, United States
NextStep Recruiting has partnered with a global, financial clearing services organization to add a Senior Regulatory Analyst to their growing team! This organization offers a tremendous compensation and benefits package including unlimited PTO and a hybrid schedule! This position is newly created due to growth and will be based in their north Dallas office.
Ideal candidates will have:
Bachelor’s in Accounting, Finance or similar
2+ years experience with broker-dealer regulatory reporting
Proficient with risk assessment quarterly analysis and reporting
Experienced with Ad hoc FINRA reporting
Series 27 or willing to obtain within 6 months
Excellent communication with the ability to partner with executive leadership
If you love a challenge, have strong analytical and reporting skills, and would love to join a growing, publicly traded organization look no further! Apply today for immediate consideration!
NextStep Recruiting provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability, genetics, or sexual orientation. In addition to federal law requirements, NextStep Recruiting complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities.
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Email Alert for Regulatory Analyst jobs in Dallas, TX, United States
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