Email Alert for
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.
M&T Bank
Wayne, PA, United States
Overview: Under direction, supervises the Marketing Review Group’s review and approval of all Wealth marketing and advertising materials to ensure compliance with applicable regulatory requirements and internal Wealth policies. Engages with Asset Management, Product, Marketing, Risk, Legal and Compliance partners across the organization as a subje
Job Source: M&T BankGlobus Medical, Inc
Audubon
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these patients, and the surgeons and healthcare providers who treat them. We embrace a culture of exceptional response by partnering with researchers and educator
Job Source: Globus Medical, IncARAMARK
West Chester
**About Aramark** **Our Mission** Rooted in service and united by our purpose, we strive to do great things for each other, our partners, our communities, and our planet. At Aramark, we believe that every employee should enjoy equal employment opportunity and be free to participate in all aspects of the company. We do not discriminate on the basis
Job Source: ARAMARKARAMARK
Philadelphia
**About Aramark** **Our Mission** Rooted in service and united by our purpose, we strive to do great things for each other, our partners, our communities, and our planet. At Aramark, we believe that every employee should enjoy equal employment opportunity and be free to participate in all aspects of the company. We do not discriminate on the basis
Job Source: ARAMARKGrant Thornton LLP
Philadelphia
As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all with the resources, environment, and support to help you ex
Job Source: Grant Thornton LLPRELX INC
Philadelphia
Join us in shaping a more just world. About our TeamLexisNexis Legal & Professional, which serves customers in more than 150 countries with 11,300 employees worldwide, is part of RELX, a global provider of information-based analytics and decision tools for professional and business customers. About the Role This role is responsible for driving new
Job Source: RELX INCGrant Thornton LLP
Philadelphia
As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all with the resources, environment, and support to help
Job Source: Grant Thornton LLPPwC
Philadelphia
**Specialty/Competency:** Conduct and Compliance **Industry/Sector:** Pharma and Life Sciences **Time Type:** Full time **Travel Requirements:** Up to 40% A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies rethink their approach to risk and create a sustainable risk advantage. We’re a pa
Job Source: PwCRadnor
**Overview:**
Under direction, supervises the Marketing Review Group’s review and approval of all Wealth marketing and advertising materials to ensure compliance with applicable regulatory requirements and internal Wealth policies. Engages with Asset Management, Product, Marketing, Risk, Legal and Compliance partners across the organization as a subject matter expert (SME) for pertinent Financial Industry Regulatory Authority (FINRA) and U.S. Securities and Exchange Commission (SEC) marketing and advertising rules. Completes first line of defense risk management responsibilities related to the Wealth marketing review process in accordance with the Enterprise Risk Framework.
**Primary Responsibilities:**
Manage a team that reviews and approves all Wealth marketing and advertising materials to maintain productivity and address identified issues. Maintain workflow of the assigned team to ensure work gets completed timely, accurately, and consistently.
Ensure Wealth’s marketing and advertising materials are compliant with regulatory rules and internal requirements.
Consult with business and control partners on marketing and advertising regulatory issues involving marketing and advertising materials, tools, initiatives, projects, platforms, etc.
Maintain a strong service orientation by establishing and maintaining relationships with peers, senior management and internal partners and colleagues to support communication efforts.
Coordinate the review of Wealth’s marketing materials by working with Legal and second line Compliance as required.
Participate in projects as a SME to enhance Wealth’s compliance programs and processes.
Write and deliver training on regulatory marketing compliance issues to business partners to educate Wealth employees on updates related to marketing, performance, and sales materials.
Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management and terminations.
Understand and adhere to the Company’s risk and regulatory standards, policies, and controls in accordance with the Company’s Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk-related issues needing escalation to management.
Promote an environment that supports diversity and reflects the M&T Bank brand.
Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.
Complete other related duties as assigned.
**Scope of Responsibilities:**
This position’s purpose is to oversee the team that review the marketing and advertising materials used across Wealth to ensure materials comply with regulatory requirements.
**Supervisory/Managerial Responsibilities:**
No. of Staff - 2
**Education and Experience Required:**
Bachelor’s degree and a minimum of 7 years' relevant work experience, or in lieu of a degree, a combined minimum of 11 years' higher education and/or work experience, including a minimum of 7 years' relevant work experience
Minimum of 2 years’ managerial, supervisory and/or work leadership experience
**Education and Experience Preferred:**
FINRA Series 7 and 24 licenses
Excellent listening skills
Excellent interpersonal skills
Excellent communication skills
Excellent persuasion skills
Knowledge of the rules and regulations of FINRA, the Investment Advisors Act, and the Investment Company Act relating to marketing and advertising
Prior experience working independently
Prior experience prioritizing multiple tasks
Prior experience working under pressure
Detail-oriented
Prior experience shifting priorities to meet tight deadlines
Strong service orientation
**Physical Requirements:**
M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $110,673.13 - $184,455.22 Annual (USD). The successful candidate’s particular combination of knowledge, skills, and experience will inform their specific compensation.
**Location:**
Radnor, Pennsylvania, United States of America
M&T Bank Corporation is an Equal Opportunity/Affirmative Action Employer, including disabilities and veterans.
Email Alert for Compliance Marketing Review Manager_ jobs in Radnor
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.