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Chewy
Boston, MA, United States
**Our Opportunity:** Chewy is looking for a Sr. Program & Compliance Manager to join our business team in location-flexible. This position is an exciting opportunity for a successful candidate to use their expertise to help us build a customer experience that meets Chewys high bar in a regulated industry. This is a leadership role that combines thr
Job Source: ChewyAlnylam
Cambridge, MA, United States
Overview The Senior Manager, Global Compliance Operations, will report to the Director of Global Compliance Monitoring and Anti-Bribery/Anti-Corruption (ABAC) Programs, and is responsible for the oversight, implementation and continuous improvement of compliance systems, tools, processes, and programs designed to identify and mitigate healthcare c
Job Source: AlnylamCommonwealth Care Alliance Inc.
Boston, MA, United States
Sr. Manager, Corporate Compliance & Ethics #24-352 {{jcity}}{{jstate}} Legal & Compliance Why This Role is Important to Us Position Summary: The Sr. Manager, Corporate Compliance & Ethics manages the day-to-day activities of the corporate compliance & ethics program for Commonwealth Care Alliance (CCA). The position manages CCA’s Corporate Compli
Job Source: Commonwealth Care Alliance Inc.Commonwealth Care Alliance
Boston, MA, United States
Why This Role is Important to Us Position Summary: The Sr. Manager, Corporate Compliance Ethics manages the day-to-day activities of the corporate compliance ethics program for Commonwealth Care Alliance (CCA). The position manages CCA's Corporate Compliance Ethics programs which include Code of Conduct and corporate ethics administration; corpor
Job Source: Commonwealth Care AllianceSun Pharmaceutical Industries
Billerica, MA, United States
COME WORK FOR US - INVESTING IN YOU AS A SUN PHARMA EMPLOYEE! * Medical, Dental, Vision Benefits* Health Savings Account (HSA), Flexible Spending Account (FSA)* Prescription Drug Coverage* Telehealth and Behavior Health Services* Income Protection - Short Term and Long Term Disability Benefits* Retirement Benefits - 401k Company Match on Day One (
Job Source: Sun Pharmaceutical IndustriesFresenius Medical Center
Lexington
**POSITION FEATURES:** This is a remote position in Eastern Time Zone. **PURPOSE AND SCOPE** : The Sr. IT Compliance Analyst plays a crucial role in supporting Digital Technology & Innovation (DTI) by managing IT global audits (SOX, Internal, External), IT controls, and issue management programs on a global scale. As a core member of the Governance
Job Source: Fresenius Medical CenterBrown Brothers Harriman
Boston, MA, United States
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever y
Job Source: Brown Brothers HarrimanSantander Holdings USA Inc
Boston, MA, United States
Sr. Advisor - Regulatory Compliance Dallas, United States of America The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on key Federal Reserve regulations, including the Bank Holding Company Act and Reg Y, to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterp
Job Source: Santander Holdings USA IncBoston, MA, United States
Position:Sr. Compliance Manager
Department:Compliance
Report to:Chief Compliance Officer
Company Summary: Boston Partners is a global investment advisor with $103 billion in AUM and 175 employees.The firm was founded in 1995 and has its main office in Boston with other offices in New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan.
Boston Partners specializes in value equity investment strategies using fundamental research and a disciplined investment process investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change.
Boston Partners' management seeks to maintain a collegial environment emphasizing performance and cooperation with the goal for employees to spend the majority of their careers at Boston Partners.
Position Summary
The Senior Compliance Manager is an integral part of Boston Partners' 8 person compliance department.The Senior Compliance Manager will be expected to exercise leadership responsibilities as well as specific areas of responsibility including developing, compliance policies and procedures and performing compliance auditing of key processes.The Senior Compliance Manager will interact with other Boston Partners' employees, including senior management, portfolio managers and analysts, and present to clients and prospects. The Senior Compliance Manager will work cooperatively with other department personnel and will be responsible for managing special projects as assigned.
Major Responsibilities
Compliance generalist able to address all areas of compliance
Review regulatory changes and prepare policies to implement those changes
Oversee Code of Ethics inclusive of personal trading review, gifts and entertainment monitoring, and political contributions
Develop and deliver compliance training programs for employees
Review marketing materials and other communications for compliance with regulatory requirements.
Prepare various regulatory filings, including but not limited to Section 13 filings and net short position reporting
Assist with regulatory requests and examinations
Assist with firm's registrations and renewals
Futures & commodities compliance
Ad-hoc projects as needed
Requirements
Excellent oral and written communication and interpersonal skills
Ability to interact with various levels of management
A desire to be an innovative problem solver who enjoys crafting solutions
Strong analytical skills
Detail oriented and well organized
Ability to multi-task in a fast paced environment
Self-motivated and able to work independently
Qualifications
5 - 10 years of relevant experience in investment advisory compliance, preferably in an asset management firm
Strong understanding of securities regulations, including the Investment Advisers Act of 1940 and the Securities and Exchange Act of 1934
Extensive computer experience, including proficiency in Microsoft Word and Excel
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR 60-1.35(c)
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Email Alert for Sr. Compliance Manager jobs in Boston, MA, United States
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