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Raymond James Financial
Houston, TX, United States
Job Description - Registered Client Service Associate-Houston, TX (2401555) Job Description Registered Client Service Associate-Houston, TX - 2401555 Description Job Summary Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Cl
Job Source: Raymond James FinancialRaymond James Financial Incorporated
Houston, TX, United States
Job Summary Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team. This essential role helps to provide high quality/
Job Source: Raymond James Financial IncorporatedRaymond James
Houston, TX, United States
Description Job Summary Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team. This essential role helps to provide
Job Source: Raymond JamesRaymond James Financial Incorporated
Houston, TX, United States
Job Summary Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team. This essential role helps to provide high quality/
Job Source: Raymond James Financial IncorporatedRaymond James Financial Incorporated
Houston, TX, United States
Job Summary Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team. This essential role helps to provide high quality/high touch
Job Source: Raymond James Financial IncorporatedCompass Group
Houston, TX, United States
Morrison Healthcare Morrison Healthcare is a leading national food and nutrition services company exclusively dedicated to serving more than 600 hospitals and healthcare systems. Morrison's hospital kitchens, restaurants, and cafes feature socially responsible practices and exceptional guest experiences. The company's comprehensive Mindful Choic
Job Source: Compass GroupUBS
Houston, TX, United States
Your role Are you truly service oriented? Do you know how to take care of people? We're looking for someone like that who can provide operational and administrative support to Financial Advisors. You'll: - keep management systems up-to-date with client information - educate clients on account services and capabilities - help with the preparation o
Job Source: UBSRaymond James Financial
Houston, TX, United States
Job Description - Branch Manager-Houston, TX (2304150) Job Description Branch Manager-Houston, TX - 2304150 Description Job Summary Oversee the day-to-day operations of a Raymond James & Associates (RJA) retail branch. May service clients in his/her own book of business. Essential Duties and Responsibilities • Attracts, selects, orients, trains,
Job Source: Raymond James FinancialHouston, TX, United States
Welcome!
We invite you to explore the award-winning culture, people, rewards and opportunities that make Comerica Bank so special. Make your next career choice a confident one.
Qualifications
Position Qualifications:
Bachelor's degree from an accredited university or high school diploma with 4 years of Financial/Retail experience
Series 7 and Series 63 licenses required
Willingness and ability to obtain FINRA Series 66 or 65, and resident state appropriate insurance and annuity licenses
5 years customer contact experience
2 years of experience in investments/brokerage industry and securities regulations
2 years of Microsoft Office experience
Job Description
Registered Client Service Associate
The Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to multiple Financial Consultants (FC's) within their individual businesses, as well as to support office initiatives. The SA role assists one or more Financial Consultants (FC) in a Retail, High Net Worth, or Institutional capacity.
Position Competencies
Successful incumbents are customer focused, able to work independently, have exceptional teamwork, planning and organizational skills, are creative and innovative as well as effective communicators and strong attention to detail and the ability to problem solve and multitask.
Responsibilities
This position holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service, and Teamwork. Some of the primary responsibilities are listed below.
Assists with the opening and maintenance of client accounts and records.
Ensure completion of all paperwork for clients.
Provide accurate, timely and courteous responses to clients.
Organize client files and set up systems to assist Financial Consultant with regular follow up.
Research and resolve complex and sensitive client problems and questions.
Complete understanding of policies and procedures for firm and regulatory compliance.
Copy and retain all necessary documentation.
Maintain accurate office logs.
Back up other sales associates as required.
Identify any issues regarding office procedures and escalate as appropriate.
Participate in office or firm-wide initiatives as requested.
Demonstrate teamwork, cooperativeness, and positivity.
Follow appropriate approval channels for all correspondence and marketing.
Create client correspondence/mailings as requested.
Perform operational or administrative functions for client related requests (i.e., check request, wiring funds, address change, dividend information, etc.).
Enter trades as licensing and firm rules allow.
About Comerica
We know our employees are critical to our overall success and we are dedicated to investing in their future. One of the ways we do this is to offer a comprehensive Total Rewards package designed to recognize and reward individual performance, as well support health, well-being, development and security for our colleagues and their family. Total Rewards consists of cash compensation, development and flexible benefit programs designed to meet individual needs today and in the future. Your salary will be commensurate with your work experience and our programs are reviewed regularly to ensure each remain competitive. We are proud to offer benefits such as health and welfare programs, strong retirement benefits, and generous paid time off programs. You and your eligible family members, including domestic partners and their children, can participate in medical, dental, and vision benefits, 401(k) and pension, income protection benefits such as life insurance, AD D, and supplemental health programs to offset unexpected health care expenses. We also have a variety of time off programs for things like vacation, sick time, disability, and parental leave. Eligibility for some programs varies based on employment status and tenure.
Upon offer, Comerica conducts a comprehensive background and fingerprint check.
NMLS certification requirement: where applicable, a favorable background check screening, credit check, fingerprint check, and NMLS certification is required in accordance with the SAFE Act.
Comerica Incorporated (NYSE: CMA) is a financial services company headquartered in Dallas, Texas, and strategically aligned by the Business Bank, the Retail Bank, and Wealth Management. Comerica's more than 9,000 colleagues focus on relationships, and helping people and businesses be successful. In addition to Texas, Comerica Bank locations can be found in Arizona, California, Florida and Michigan, with select businesses operating in several other states, as well as in Canada and Mexico.
Comerica is proud to be an Equal Opportunity Employer - veterans/individuals with disabilities, committed to workplace diversity.
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Email Alert for Registered Client Service Associate | Houston, TX, USA jobs in Houston, TX, United States
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