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WEX Inc.
Dallas, TX, United States
About the Team: WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health. The successful candidate will act as a resource to assist in the building, support, and maintenance of a consistent and scalable regulatory framew
Job Source: WEX Inc.Leeward Renewable Energy
Dallas, TX, United States
Leeward Renewable Energy (LRE) is a high-growth renewable energy company that owns and operates a portfolio of 31 wind, solar and energy storage facilities across the United States, totaling approximately 3 gigawatts of generating capacity. We are actively developing new wind, solar, and energy storage projects in energy markets across the U.S., wi
Job Source: Leeward Renewable EnergyLeewardenergy
Dallas, TX, United States
Regulatory Compliance Manager page is loaded Regulatory Compliance Manager Apply locations Dallas, TX time type Full time posted on Posted 21 Days Ago job requisition id JR181 Leeward Renewable Energy (LRE) is a high-growth renewable energy company that owns and operates a portfolio of 31 wind, solar and energy
Job Source: LeewardenergyTephra
Plano, TX, United States
Description: Role: Compliance Officer Job Description • Identification and management of the TPA's compliance risk. Role reports to Operations Compliance Manager Responsibilities: • Administration of an effective Compliance Program which meets State and Federal requirements. • Establishes the framework and associated procedures for Regulatory
Job Source: TephraTEPHRA
Plano, TX, United States
Description: Role: Compliance Officer Job Description Identification and management of the TPA's compliance risk. Role reports to Operations Compliance Manager Responsibilities: Administration of an effective Compliance Program which meets State and Federal requirements. Establishes the framework and associated procedures for Regulatory Chang
Job Source: TEPHRAGoldman Sachs Group, Inc.
Dallas, TX, United States
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second l
Job Source: Goldman Sachs Group, Inc.Leeward Renewable Energy
Dallas, TX, United States
Leeward Renewable Energy is a high-growth renewable energy asset owner, operator, and development company headquartered in Dallas Texas. Leeward currently owns and operates a portfolio of 28 renewable energy facilities across nine states, totaling close to 3000 MW of installed capacity and is actively developing new wind, solar, and energy storage
Job Source: Leeward Renewable EnergyGrant Thornton
Dallas, TX, United States
Job Description As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice - all with the resources, environment, and suppo
Job Source: Grant ThorntonDallas, TX, United States
Sr. Advisor - Regulatory Compliance
Country: United States of America
The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on key Federal Reserve regulations, including the Bank Holding Company Act and Reg Y, to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. The incumbent performs risk assessments, synthesizes analyses, identifies root cause(s), and provides recommendations to management that influence business solutions.
This role also supports compliance oversight of certain Corporate Functions, including Finance, Risk, and HR.
Essential Functions/Responsibility Statements:
Advises management on current issues regarding banking.
Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy.
Partners with managers in assigned business unit to respond to reports issued by regulatory agencies or audit.
Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance.
Responds to regulatory inquiries and third party examiners.
Collaborates across business units within the organization to ensure consistency in policies and procedures.
Identifies compliance opportunities and potential solutions.
Performs risk assessments, synthesizes analyses, identifies root cause(s), and provides recommendations to management.
Provides compliance input on business action plans, projects, or operational requests.
Provides insight and guides management on issues.
Leads and influence cross functional enterprise projects or compliance teams.
Leads efforts to improve standardization and efficiency of responses to regulators.
Offers recommendations and makes project related decisions within scope of work assignment.
Serves as a resources to team members on escalated issues of unusual nature.
Mentors and enhances compliance staff knowledge competencies.
Qualifications:
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Education:
Bachelor's Degree or equivalent work experience in Business, Finance, or equivalent degree.
Master's Degree in Business, Finance, or equivalent field, preferred
Work Experience:
9+ years Compliance, Legal, Regulatory, or Financial Services
Required experience with Federal Reserve regulations (including the Bank Holding Company Act and Reg Y)
Skills and Abilities:
Advanced knowledge of regulatory compliance, relevant industry regulations and regulatory data sources.
Demonstrated experience facilitating change to achieve measurable results.
Demonstrated subject matter expertise compliance opportunities and resolution.
Business Line awareness.
Detail orientated with the ability to also understand overall strategy.
Excellent interpersonal, supervisory, and customer service skills required.
Excellent written and verbal communication skills
Excellent critical thinking skills with the ability to be adept in identifying and resolving complex risk management problems.
Excellent project management skills.
Ability to build and foster internal and external relationships.
Diversity & EEO Statements: At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We actively encourage everyone to apply.
Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.
Employer Rights: This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason.
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Email Alert for Sr. Advisor - Regulatory Compliance jobs in Dallas, TX, United States
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