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Phaxis
New York, NY, United States
COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM Base Salary is $100K to $120K (based upon candidate and experience) Year-end Bonus; and Excellent Benefits Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team of Attorneys and Compliance Professionals as a Compliance Analyst . In this role, you
Job Source: PhaxisInsight Global
New York, NY, United States
Required Skills & Experience · Bachelors Degree · 1-2 years of industry experience · Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940 · Strong interview, presentation, written and verbal communications, time management and analytical skills · Self-starter, e
Job Source: Insight GlobalNew York City, NY
New York, NY, United States
PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS Accountability Office's ORCA is charged with working closely with internal and external partners to ensure that DHS facilities, directly-managed and those managed by provider agencies, comply with statuto
Job Source: New York City, NYNeuberger Berman
New York, NY, United States
Responsibilities : Work regularly with the CCO-Alternatives and Alternatives Legal & Compliance team, as well as other divisional CCOs and legal staff, in developing and implementing policies and procedures for a registered investment adviser, with a specific emphasis on the Investment Advisers Act, the Investment Company Act, FINRA and related ru
Job Source: Neuberger BermanRockefeller Financial
New York, NY, United States
About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corpo
Job Source: Rockefeller FinancialCloudbreak Compliance Group LLC
White Plains, NY, United States
About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients with highly-tailored and business friendly solutions in today's constantly-evolving, complex regulatory landscape. Role and Responsibilities Cloudbreak is se
Job Source: Cloudbreak Compliance Group LLCThe Execu|Search Group
New York, NY, United States
A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regu
Job Source: The Execu|Search GroupActalent
Hackensack, NJ, United States
Great Opportunity to Work in Oncology Research! Hybrid Opportunity AFTER FIRST 90 DAYS! Competitive Pay! REQUIRED: 1+ years of Clinical Research Billing/Finance experience Research Medicare Coverage Analysis experience Experience with EPIC and CTMS Oncology experience highly preferred, not required! RESPONSIBILITIES: Coordinate with resear
Job Source: ActalentNew York, NY, United States
About Client:
The Client also is the largest financial services group and one of the largest banks in Southeast Asia. It offers a wide range of banking and financial services, including consumer banking, corporate banking, investment banking, asset management, Islamic banking, insurance, and other related services.
Client is also known for its commitment to corporate social responsibility initiatives, including various community development programs, environmental sustainability efforts, and educational initiatives.
Salary Range: $70K-$95K/Annum
Job Description:
To assist the Head, Compliance with ongoing systems configuration including testing on Money Transfer System Enhanced Sanctions Filtering, Reg Tech One Behavioral Monitoring, and FinCEN 314a modules.
Preparing data compilation, statistical information and reporting following testing.
To serve as a back-up to the Executive, Compliance with sanctions and AML transaction monitoring and non-technical responsibilities.
To perform other additional tasks as needed.
About ApTask:
Join ApTask, a global leader in workforce solutions and talent acquisition services, as we shape the future of work. We offer a comprehensive suite of offerings, including staffing and recruitment services, managed services, IT consulting, and project management, providing unparalleled opportunities for professional growth and development. As a member of our dynamic team, you'll have the chance to connect businesses with top-tier professionals, optimize workforce performance, and drive success for our clients across diverse industries. If you are passionate about excellence, collaboration, and innovation, and aspire to make a meaningful impact in the world of work, come join us at ApTask and be a part of our mission to empower organizations to thrive.
Applicants may be required to attend interviews in person or by video conference. In addition, candidates may be required to present their current state or government issued ID during each interview.
Candidate Data Collection Disclaimer:
At ApTask, we prioritize safeguarding your privacy. As part of our recruitment process, certain Personally Identifiable Information (PII) may be requested by our clients for verification and application purposes. Rest assured, we strictly adhere to confidentiality standards and comply with all relevant data protection laws. Please note that we only collect the necessary information as specified by each client and do not request sensitive details during the initial stages of recruitment.
If you have any concerns or queries about your personal information, please feel free to contact our compliance team at [email protected] .
Email Alert for Systems Analyst, Compliance jobs in New York, NY, United States
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