Email Alert for
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.
Fidelity Investments
Cambridge, MA, United States
Job Description: The Role The Director will be responsible for assisting the administration of F-Prime Capital’s compliance program, working with a multi-functional team of compliance, legal and business professionals. The Director will be expected to provide compliance support and guidance and have a significant role in protecting the interests
Job Source: Fidelity InvestmentsHillevax
Boston, MA, United States
Thanks for visiting our Career Page. Please review our open positions and apply to the positions that match your qualifications. HilleVax is a clinical-stage biopharmaceutical company focused on developing and commercializing novel vaccines. Our initial program, HIL-214, is a virus-like particle (VLP) based vaccine candidate for the prevention of m
Job Source: HillevaxNatixis Investment Managers
Boston, MA, United States
Responsibilities Develop engaging copy and content for: Web sites, emails, social, videos, podcasts, and longer-form articles Collaborate with our investment specialists, marketing managers, and the global digital team to deliver compelling and informational content that stands out in the crowded financial services marketplace Know what questio
Job Source: Natixis Investment ManagersOphthalmic Consultants Of Boston
Watertown, MA, United States
Ophthalmic Consultants of Boston (OCB) is currently seeking a Director of Compliance. This role will report to the Vice President of Operations and have a working relationship with the OCB Co-Presidents/Medical Director and the MD Compliance Committee. The Director of Compliance is responsible for the oversight of the OCB Compliance program as well
Job Source: Ophthalmic Consultants Of BostonHilleVax, Inc.
Boston, MA, United States
HilleVax is a clinical-stage biopharmaceutical company focused on developing and commercializing novel vaccines. Our initial program, HIL-214, is a virus-like particle (VLP) based vaccine candidate for the prevention of moderate-to-severe acute gastroenteritis (AGE) caused by norovirus infection. It is estimated that norovirus causes nearly 700 mil
Job Source: HilleVax, Inc.Ophthalmic Consultants Of Boston
Watertown, MA, United States
Ophthalmic Consultants of Boston (OCB) is currently seeking a Director of Compliance. This role will report to the Vice President of Operations and have a working relationship with the OCB Co-Presidents/Medical Director and the MD Compliance Committee. The Director of Compliance is responsible for the oversight of the OCB Compliance program as well
Job Source: Ophthalmic Consultants Of BostonOphthalmic Consultants of Boston, Inc
Waltham, MA, United States
Ophthalmic Consultants of Boston (OCB) is currently seeking a Director of Compliance. This role will report to the Vice President of Operations and have a working relationship with the OCB Co-Presidents/Medical Director and the MD Compliance Committee. The Director of Compliance is responsible for the oversight of the OCB Compliance program as well
Job Source: Ophthalmic Consultants of Boston, IncFidelity Investments
Cambridge, MA, United States
Job Description: The Role The Director will be responsible for assisting the administration of F-Prime Capital's compliance program, working with a multi-functional team of compliance, legal and business professionals. The Director will be expected to provide compliance support and guidance and have a significant role in protecting the interests
Job Source: Fidelity InvestmentsBoston, MA, United States
Description
What you'll do:
Enterprise Compliance and Risk Program (ECRP)
Preparing summaries of Compliance Committee materials and briefing notes for the chair of the Compliance Committee.
Analyzing the results of the various elements of the ECRP in order to identify areas of future oversight focus.
Providing advice on compliance issues.
Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and non-US regulations.
Conducting business impact analysis of regulatory developments and changes impacting US Affiliates.
Working collaboratively with colleagues in EMEA and APAC on compliance projects and regulatory matters with global impact.
Developing new global compliance programs, including responsibility for program design, policy drafting and oversight of implementation.
Conducting special projects/analyses on an as needed basis.
Holding Company Compliance Matters:
Serving as the point person for and handling regulatory inquiries or exams (e.g. Federal Reserve Bank of New York) and internal audits of the holding company.
Assisting with compliance due diligence for potential acquisitions.
Drafting and delivering compliance training to holding company staff.
What you'll bring:
A minimum of 5+ years of relevant experience in compliance at an investment management firm
Deep knowledge of the Investment Adviser, Investment Company Act, and FINRA and CFTC rules and regulations
Understanding of Federal Reserve Regulation YY Foreign Banking Organization
Strong communication and interpersonal skills
Ability to communicate effectively with both holding company and affiliate senior management
Self-starter and highly organized individual able to work well in a deadline driven environment
Digital literacy (Microsoft Office Suite)
Legal research
Juris Doctorate preferred
For additional insight on working at Natixis, visit: https://www.im.natixis.com/us/working-at-natixis
#NatixisIMCulture
Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions, and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law.
Benefits eligibility is for permanent employees of Natixis Investment Managers. Interns, contractors, and temporary workers are not eligible for benefits.
Email Alert for Director, Compliance jobs in Boston, MA, United States
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.