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Probably Genetic
San Francisco, CA, United States
About Probably Genetic Probably Genetic is changing the lives of patients living with severe, complex diseases. Our data platform is used by drug developers and patient advocacy groups to develop and launch treatments for these patients. Our technology discovers undiagnosed patients online, analyzes their disease state using machine learning and a
Job Source: Probably GeneticCalm
San Francisco, CA, United States
About Calm Calm is on a mission to support everyone on every step of their mental health journey. With the #1 app for sleep, meditation and relaxation as well as a growing library of digital, evidence-based mental health programs, Calm offers trusted support for individuals and organizations alike. Our flagship consumer app provides personalized
Job Source: CalmBy the Bay Health
Larkspur, CA, United States
This full-time position offers competitive pay, generous benefits and a supportive work environment. We are seeking a detail-oriented Regulatory & Compliance Manager to ensure adherence to regulatory requirements and ethical standards within our hospice and home care organization. The Regulatory & Compliance Manager will be responsible for devel
Job Source: By the Bay HealthA-Line Staffing Solutions
Alameda, CA, United States
A-Line Staffing is now hiring Regulatory Compliance Specialist in Alameda, CA. The Regulatory Compliance Specialist would be working for a Fortune 500 company and has career growth potential. This would be full time / 40+ hours per week. If you are interested in this Regulatory Compliance Specialist position, please contact Brady Czape
Job Source: A-Line Staffing SolutionsSlash
San Francisco, CA, United States
[Full Time] Head of Compliance at Slash (United States) | BEAMSTART Jobs Head of Compliance Slash United States Date Posted 10 Aug, 2023 Work Location San Francisco, United States Salary Offered $150000 — $200000 yearly Job Type Full Time Experience Required 6+ years Remote Work Yes Stock Options No Vacancies 1 available Position Overview: Sl
Job Source: SlashPier
San Francisco, CA, United States
[Full Time] Head of Compliance at Pier (United States) | BEAMSTART Jobs Head of Compliance Pier United States Date Posted 13 Jul, 2023 Work Location San Francisco, United States Salary Offered $150000 — $300002 yearly Job Type Full Time Experience Required 6+ years Remote Work Yes Stock Options Yes Vacancies 1 available About Us At Pier, our
Job Source: PierBlock
San Francisco, CA, United States
Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support and guidance at the corporate level. They work across business groups and around
Job Source: BlockSquare Inc.
San Francisco, CA, United States
Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams — People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more — provide support and guidance at the corporate level. They work across business groups and around
Job Source: Square Inc.San Francisco, CA, United States
Mercury is building a complete finance stack for startups. We work hard to create the easiest and safest banking* experience possible to simplify entrepreneurs' and business owners’ financial lives. We don’t take our responsibility to the financial system lightly. At Mercury regulatory compliance is not just a necessity but a competitive advantage that can set us apart as the leader in the space.
We are seeking a highly motivated leader to lead compliance for our existing direct regulatory obligations and direct the development of our overall enterprise licensing strategy. As a senior member of the Compliance team, you will be responsible for establishing a vision for regulatory compliance at Mercury, developing team and cross-functional strategy along the way and implementing the right governance mechanisms to ensure a robust and resilient program. Your team will manage all of our existing and future regulatory relationships, helping to establish Mercury’s reputation as an effective steward of the financial system.
*Mercury is a financial technology company, not a bank. Banking services provided by Choice Financial Group and Evolve Bank & Trust, Members FDIC
In this role, you will:
Establish a foundational program to manage all of Mercury’s direct regulatory and license obligations, and continually assess our compliance posture in advance of new licensing needs
Supervise employees working on investment-related product offerings and ensure compliance across regulated entities (e.g. RIA, Broker-Dealer, Loan Brokering, Loan Servicing)
Manage examinations/audits (internal and external) or other regulatory inquiries related to licensed activity, including serving as primary point of contact with regulatory bodies
Work across Compliance and key cross functional teams to ensure direct regulatory requirements are sufficiently addressed through compliance programs, product solutions or new operational builds
Support governance efforts on behalf of Mercury’s Compliance organization including monitoring ongoing compliance and establishing mechanisms for reporting on entity compliance health
Support the Compliance function in defining and achieving departmental initiatives, maintaining product support playbooks and best practices, developing and documenting scalable solutions, and liaising with external parties
Contribute to building a strong culture of compliance across Mercury’s teams
You should have:
8+ years of experience working in compliance role, ideally in a financial technology company or in the payments industry
FINRA Series 24 and/or Series 27 licenses
Extensive experience with FINRA and SEC regulations from an RIA (Registered Investment Advisor) or BD (Broker-Dealer)
Familiarity with state level financial services licensing requirements - e.g. Money Transmission, Loan Originations, Loan Brokering, Loan Servicing
Experience building regulatory functions from the ground up
Comfort in driving strategy and planning for the function autonomously
Exposure to executive-level stakeholders, including experience reporting to leadership on the status of compliance programs and regulatory relationships
The total rewards package at Mercury includes base salary, equity (stock options), and benefits.
Our salary and equity ranges are highly competitive within the SaaS and fintech industry and are updated regularly using the most reliable compensation survey data for our industry. New hire offers are made based on a candidate’s experience, expertise, geographic location, and internal pay equity relative to peers.
Our target new hire base salary ranges for this role are the following:
US employees in New York City, Los Angeles, Seattle, or the San Francisco Bay Area: $260,300 - $306,200
US employees outside of the New York City, Los Angeles, Seattle, or the San Francisco Bay Area: $234,300 - $275,600
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Head of Regulatory Compliance jobs in San Francisco, CA, United States
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