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SoBran, Inc.
Silver Spring, MD, United States
OVERVIEW: Responsibilities of this position are that of a Regulatory Compliance Coordinator for the Animal Care Project. These responsibilities include all activities required for the proper care and maintenance of on-site animals. All employees are expected to perform their duties as assigned, arrive to work at 7 am and depart at 3:30 pm (M-F). Y
Job Source: SoBran, Inc.Nexamp
Washington, DC, United States
Do you want to be a part of the clean energy movement? Are you passionate about improving our environment for this generation and those to follow? Are you ready to take on new challenges and collaborate with a future-focused team leading the way into new markets? Join Nexamp! This is where you can learn from industry leaders and become one yoursel
Job Source: NexampNexamp
Washington, DC, United States
Do you want to be a part of the clean energy movement? Are you passionate about improving our environment for this generation and those to follow? Are you ready to take on new challenges and collaborate with a future-focused team leading the way into new markets? Join Nexamp! This is where you can learn from industry leaders and become one yoursel
Job Source: NexampPrecision for Medicine
Bethesda, MD, United States
Precision Medicine Group seeks a collaborative, experienced practicing attorney who can provide high-quality, risk-informed legal analysis and practical legal advice to mitigate regulatory risks and ensure compliance with relevant global laws and policies as a strategic business partner within PMG. The candidate must have effective oral and written
Job Source: Precision for MedicineNavy Federal Credit Union
Vienna, VA, United States
To research, analyze, interpret, recommend and enforce Navy Federal policies and practices that ensure compliance with relevant local, state, federal and other regulatory requirements and case law. Compliance Analyst, Compliance, Analyst, Technology, Banking
Job Source: Navy Federal Credit UnionCherokee Nation Businesses
Washington, DC, United States
Job Description Compliance Analyst I ***This position requires an active SECRET clearance to be considered. *** Conduct license request reviews to ensure appropriate compliance with registration requirements. Initiate inquiries and prepares final action for senior staff approval. Update and maintain the State Department's Watch List database of
Job Source: Cherokee Nation BusinessesVista Outdoor
Washington, DC, United States
SYSTEM MAINTENANCE NOTICE Thank you for your interest in our job openings. Please be aware that our system will undergo maintenance from June 18th to 21st. Take this opportunity to enjoy the outdoors and revisit our careers page on June 24 to apply for our exciting positions! Job Description Job Title: Compliance Analyst Keywords: Regulatory Comp
Job Source: Vista OutdoorLaunch Tech USA
Arlington, VA, United States
NOTE: Must be a US Citizen to be considered for this position Overview We are seeking a Compliance Analyst for a pivotal role within a Federal agency's IT modernization initiative, aimed at transforming IT Service Management (ITSM) through the adoption of ServiceNow’s Enterprise Service Management (ESM) platform. This role is instrumental in ensur
Job Source: Launch Tech USARockville, MD, United States
Who we are:
At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We provide our employees with the resources and opportunities needed to launch a career of achievement, growth and boundless possibilities.
Nasdaq's Listing Qualifications Group's mission is to protect investors and market integrity by ensuring that listed companies meet the Nasdaq Stock Market's rigorous listing standards. We are looking for an exceptional regulatory analyst to join our experienced team of regulatory experts. Our ideal candidate is able to analyze financial statements, identify issues and areas of concern, is a problem solver, likes new challenges and can work effectively in a team environment. In this role, you will be part of a team of 200+ legal, compliance, surveillance and regulatory professionals located in the U.S. and Europe.
The analyst will support the Listing Qualifications department in the following activities:
Analyzing listing applications and related material to determine if a company should be listed on Nasdaq
Conduct daily regulatory reviews of Nasdaq listed companies for compliance with the continued listing requirements
Scrutinizing regulatory and criminal backgrounds of CEOs, CFOs, directors, and large shareholders
Coordinating with regulators such as the SEC and FINRA
Providing guidance on listing standards to companies and their advisors, as well as other groups within Nasdaq
Working on important initiatives and special projects, such as developing new listing rules and implementing new technologies to help us work more efficiently
Responsibilities Review periodic SEC filings and other public information in a timely and thorough manner to ensure the quantitative and qualitative requirements for listing on The Nasdaq Stock Market.
Act as the primary regulatory contact on qualifications issues for new and continued listings, answering questions concerning all Nasdaq Stock Market quantitative, qualitative and corporate governance listing standards.
Complete regulatory referrals to other regulatory bodies.
Assist with interpretation requests from internal and external stakeholders.
Participate in additional projects and tasks as required.
Requirements Undergraduate or graduate degree in Business/Finance/Accounting/Law or related discipline
Excellent written and communication skills
Ability to read and understand financial statements
Familiarity with SEC filings
Experience Required: 1 to 3 years
This position offers the opportunity for a hybrid work environment (2 days a week in office), providing flexibility and accessibility for qualified candidates
Come as You Are
Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.
We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.
What We Offer
We're proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq's overall success.
In addition to base salary, Nasdaq offers significant other compensation (annual bonus/commissions and equity), benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands.
Nasdaq's programs and rewards are intended to allow our employees to: Secure Wealth: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company paid life and disability plans, Generous paid time off
Prioritize Health: Comprehensive medical, dental and vision coverage, Health spending account with employer contribution, Paid flex days to support mental wellbeing, Gym membership discounts
Care for Family : Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leave
Connect with Community: Company gift matching program, Employee resource groups, Paid volunteer days
Grow Career: Education Assistance Program, Robust job skills training and Professional development opportunities
For more information, visit Nasdaq Benefits & Rewards Career page
Email Alert for Regulatory Compliance Analyst jobs in Rockville, MD, United States
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
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