Email Alert for
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.
BBVA
, NY, United States
Compliance Testing - Manager BBVA Job Summary Within the US Compliance unit of a large global foreign bank branch, the individual will assist the Head of the Compliance Testing Unit in the US, which is part of the global Compliance Testing team within BBVA. For this purpose, he or she will assist in conducting the global Compliance Testing progra
Job Source: BBVAScotiabank
New York, NY, United States
Senior Manager, Compliance Testing Requisition ID: 200274 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidates relevant knowledge, skills, and experience. Join a purpose driven winning team, committed to r
Job Source: ScotiabankBrown Brothers Harriman
New York, NY, United States
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever y
Job Source: Brown Brothers HarrimanInsight Global
New York, NY, United States
Job Description Insight Global is looking for a Compliance Testing Analyst to join one of our largest financial services clients here in NYC. We are looking for someone who has a go-getter mentality, is solution oriented, and emulates a positive and energetic personality to enhance the team's culture. The ideal candidate will have some sort of au
Job Source: Insight GlobalWedbush Securities
New York, NY, United States
Job Description Wedbush Securities is one of the largest full-service investment banking and brokerage firms in the nation. We provide innovative financial solutions through Wealth Management, Capital Markets, and Clearing & Execution divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent broker/dea
Job Source: Wedbush SecuritiesBitGo, Inc.
New York, NY, United States
BitGo - Director of Compliance Monitoring & Testing BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first digital asset company to focus exclusively on serving institutional clients. Act
Job Source: BitGo, Inc.TD Bank
New York, NY, United States
Work Location: Mount Laurel, New Jersey Hours: 40 Pay Details: $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may
Job Source: TD BankAmalgamated Bank of NY
New York, NY, United States
The Head of Compliance Monitoring & Testing is responsible for ensuring compliance with regulatory requirements and internal policies across Amalgamated Bank. You will play a critical role in safeguarding the integrity of our operations, identifying and mitigating compliance risks, and driving a culture of compliance excellence throughout the organ
Job Source: Amalgamated Bank of NYNew York, NY, United States
MANAGER, COMPLIANCE TESTING
Current is a leading U.S. fintech serving people who have been overlooked by traditional banks with nearly 4 million members. Headquartered in NYC, our results-driven environment enables us to build better products, grow faster and empower everyone on our team to have an impact on our business and our mission to improve financial outcomes for our members.
ABOUT THE ROLE
We're seeking a compliance professional to join us as the Manager of Compliance Testing. You will own the development and implementation of a best-in class compliance testing and monitoring program that leverages data analytics. You will also oversee our compliance issue management program and advise on audit management. This role will report to the Director of Consumer Compliance.
The right person is (1) expert in compliance management system theory and practice and has substantial experience in the design and execution of compliance testing and monitoring programs that minimize manual processes; (2) experienced in compliance issue management at a financial institution; and (3) experienced in managing third-party audits.
RESPONSIBILITIES
Develop and execute an automated, risk-based Second Line compliance testing program that covers consumer financial products; guide the First Line in building embedded monitoring
Manage the execution of our compliance issue management procedures, including winning buy-in from First Line issue owners and tracking issues to resolution
Advise on compliance audit response mechanics and strategy
Establish and maintain credibility as an expert in compliance risk mitigation, in order to effectively influence the First Line and transform Current's culture
ABOUT YOU 5+ years of experience in compliance management and testing at a financial institution
Ideally, experience at both traditional financial institutions and fintechs
Significant experience with consumer compliance requirements including UDAAP, Reg Z, Reg E, Reg B, Reg DD
Strong written and verbal communication skills, highly effective at influencing colleagues and peers
Comfortable as a manager and as an individual contributor
Passionate about consumer financial inclusion and fintech
Self-starter who thrives in fast-paced, fluid environments
Strong attention to detail
Compliance certifications (e.g., CRCM) preferred
Knowledge of cybersecurity requirements preferred
This role has a base salary range of $130,000 - $175,000. Compensation is determined based on experience, skill level, and qualifications, which are assessed during the interview process. Current offers a competitive total rewards package which includes base salary, equity, and comprehensive benefits.
BENEFITS: Competitive salary
Meaningful equity in the form of stock options
401(k) plan
Discretionary performance bonus program
Biannual performance reviews
Medical, Dental and Vision premiums covered at 100% for you and your dependents
Flexible time off and paid holidays
Generous parental leave policy
Commuter benefits
Fitness benefits
Healthcare and Dependent care FSA benefit
Employee Assistance Programs focused on mental health
Healthcare advocacy program for all employees
Access to mental health apps
Team building activities
Our modern Chelsea-based office with open floor plan, stocked kitchen, and catered lunches
Email Alert for Manager, Compliance Testing jobs in New York, NY, United States
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.