Investment Bank Auditor - LATAM - Assistant Vice President
Jacksonville, FL, United States
Job Title Investment Bank Auditor - LATAM
Corporate Title Assistant Vice President
Location Cary, NC/Jacksonville, FL
(ALL LOCATIONS TO BE CONSIDERED)
Overview
This role reports to the Principal Audit Manager for Investment Bank - Sales and Trading in New York, who in turn reports to the Chief Auditor for Investment Bank. You would support the PAM in the audit coverage of US Sales and Trading businesses (specifically Credit, Rates, Foreign Exchange (FX) and Emerging Markets Trading. You will work with management and staff within Group Audit to deliver audits owned by the Investment Bank audit team. You will also provide participation in other audits owned outside of the Investment Bank audit team, as part of ‘front to back’ audit reviews.
What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift, and volunteer programs
What You’ll Do
Proactively leads or participates in day-to-day audit work, including audit planning, fieldwork, and reporting
Track and validate closure of internal audit issues and regulatory observations
Complete business risk assessments and contribute to the annual audit planning process
Work on ad hoc projects including methodology enhancements and regulatory inquiries
Pro-actively develop and maintain professional working relationships with colleagues, the Investment Bank in the US and respective support areas. Work in an integrated manner with fellow team members both locally and globally
Communicate openly with Group Audit management and internal stakeholders, keeping all informed of potential issues and escalating problems/delays accordingly
Skills You’ll Need
Undergraduate or equivalent degree required; advanced degrees and relevant professional certifications (e.g., CIA, CFA, etc.) preferred but not required
Moderate years of experience in an internal Audit role, covering Investment Banking (Sales and Trading) products. Sound audit knowledge and experience with an understanding of the risks and regulatory requirements relating to Investment Banking
Fluency in Spanish is strongly preferred
Flexible, pro-active, self-sufficient with the ability and willingness to work in a high-pressure environment and deliver under tight deadlines
The ability to multi-task assignments and prioritize workloads with minimal supervision
Skills That Will Help You Excel
Strong interpersonal, leadership and communications skills (verbal and written) in English and Spanish
Understanding of Investment Banking products. Specifically, Rates, Credit, FX, and Emerging Markets
A desire for personal development of core skills (technical expertise and soft skills)
Big 4 audit or accounting experience is a plus
Expectations
It is the Bank’s expectation that employees hired into this role will work in the Jacksonville, FL or Cary, NC office in accordance with the Bank’s hybrid working model.
The Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Cary is $100,000 to $142,250. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration.
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