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Planet DDS, Inc
Atlanta, GA, United States
About Us Planet DDS is a dynamic and rapidly growing dental software company, serving over 13,000 practices across the United States with over 118,000 users. The company delivers a complete platform of cloud-based SaaS solutions for dental practices, including Denticon Practice Management, Apteryx Imaging, Cloud 9 Ortho Practice Management, and Le
Job Source: Planet DDS, IncFisher & Phillips
Atlanta, GA, United States
At Fisher Phillips, we know exceptional talent is the key to our success, to providing the best service to our internal and external clients. Being a part of the Fisher Phillips team means you will work with cutting edge technology in a professional and fun environment under leadership ready to invest in your professional development. If you have a
Job Source: Fisher & PhillipsEmory Healthcare
Atlanta, GA, United States
Overview: Ability to analyze medical record notes to ensure correct coding, billing compliance and complete charge capture. Ability to research regulatory requirements. Ability to clearly communicate findings with physicians. This position reviews professional (physician) charges Minimum Qualifications: A high school diploma or equivalent. Fi
Job Source: Emory HealthcareIntercontinental Exchange Holdings, Inc.
Atlanta, GA, United States
Overview: Job Purpose Intercontinental Exchange, Inc., a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for various regulated entities which include ICE Bonds Securities Corporation (ICE Bonds), an SEC-registered broker dealer and a member of FINRA and
Job Source: Intercontinental Exchange Holdings, Inc.Emory Healthcare
Atlanta, GA, United States
Overview: This position reviews professional (physician) charges. Shift is flexible. Five years of experience in CPT and ICD-10 CM coding. Certified as a coding specialist (CCS), coding specialist physician (CCSP), procedural coder - hospital (CPC-H), or certified professional coder (CPC). Multi-specialty practice and/or hospital experience prefer
Job Source: Emory HealthcareEmory Healthcare
Atlanta, GA, United States
Overview This position reviews professional (physician) charges. Shift is flexible. Five years of experience in CPT and ICD-10 CM coding. Certified as a coding specialist (CCS), coding specialist physician (CCSP), procedural coder - hospital (CPC-H), or certified professional coder (CPC). Multi-specialty practice and/or hospital experience pref
Job Source: Emory HealthcareAbt Global Inc.
Atlanta, GA, United States
The World at Abt Solving the world’s most pressing issues and improving the quality of life for people worldwide is what we do every day at Abt. Creating a more equitable world is no small task, but we are driven by big challenges. We are a team of 3,000+ people in over 50 countries working in unison and focused on the bigger picture. Only by shari
Job Source: Abt Global Inc.Emory Healthcare
Atlanta, GA, United States
Description: The Compliance Audit Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. The EHC Compliance Audit Analyst is responsible for assisting the Compliance Leadership team with audits and reviews. This position is also responsible for providing analytical and program support. Duties & Responsibilities: Respo
Job Source: Emory HealthcareAtlanta, GA, United States
Overview:
Job Purpose
Intercontinental Exchange, Inc., a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for various regulated entities which include ICE Bonds Securities Corporation (ICE Bonds), an SEC-registered broker dealer and a member of FINRA and the MSRB which operates multiple fixed income ATSs and offers related broker dealer services to its institutional customer base, and Creditex Brokerage LLP, an FCA regulated investment firm which operates a Multilateral Trading Facility for fixed income securities and credit default swaps.
The Compliance Analyst will be responsible for the review of electronic communications to ensure compliance with regulations from multiple regulators. In addition, the Compliance Analyst will be responsible for various compliance functions related to reporting, onboarding and registration for certain regulated entities.
The Compliance Analyst must be analytical, demonstrate professional accountability, and communicate clearly and concisely. In order to succeed in this role, the candidate will need to possess the ability to learn quickly and be willing to acquire additional responsibilities.
This position will report to the Chief Compliance Officer of ICE Bonds and Creditex Brokerage LLP and responsibilities include, but are not limited to, the following:
Responsibilities
Monitor electronic communications of covered persons to ensure compliance with company policies and regulatory guidelines;
Assist in customer onboarding, including the performance of customer due diligence, review of new account documentation and ongoing monitoring of customers in accordance with the firms policies and procedures and applicable regulatory requirements.
Review and completion of various written supervisory procedures related to US broker dealer regulations;
Review documentation of Financial Crime Enforcement Network (FinCEN) postings;
Review and monitor approval requests for new personal trading accounts, personal trading, outside activities and business gifts, meals and entertainment for employees of the Firm;
Assist in the coordination of registration exams and employee registration with relevant regulator(s);
Manage continuing education for Associated Persons;
Participate in the preparation of regulatory reports/documents, as applicable.
Knowledge and Experience
Bachelors Degree;
Experience in a fixed income securities and/or credit default swaps related business preferred.
Required to take and pass the FINRA Securities Industry Essentials (SIE) Exam within 3 months of employment and required to take and pass either the FINRA Series 7 or Series 99 within 6 months of employment;
Strong analytical and organizational skills with acute attention to detail;
Excellent verbal and written communication skills;
Self-motivated with ability to multi-task and work independently with confidential and sensitive information;
Ability to work effectively in a fast-paced, sometimes stressful environment; and
Strong computer skills preferred in Microsoft Office: Word, PowerPoint & Excel
Schedule
This role offers work from home flexibility of one day per week.
Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status.
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Email Alert for Compliance Analyst jobs in Atlanta, GA, United States
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