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Sia Partners
San Francisco, CA, United States
Job Description Our Managers are key leaders that drive the success and shape of Sia Partners as a firm. They are integral in Sales, Account Management & Client Delivery, and Governance reporting directly to a Business Unit / Business Line Partner and Market Leader. As a key driver for supporting our leadership team in the sales process, Managers
Job Source: Sia PartnersSia Partners
San Francisco, CA, United States
Company Description Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a globa
Job Source: Sia PartnersSia Partners
San Francisco, CA, United States
Job Description Our Managers are key leaders that drive the success and shape of Sia Partners as a firm. They are integral in Sales, Account Management & Client Delivery, and Governance reporting directly to a Business Unit / Business Line Partner and Market Leader. As a key driver for supporting our leadership team in the sales process, Managers
Job Source: Sia PartnersVoy Ventures
San Francisco, CA, United States
1 week ago Be among the first 25 applicants Direct message the job poster from Voy Ventures Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. We are seeking a dedicated professional with a keen inte
Job Source: Voy VenturesICONIQ Capital
San Francisco, CA, United States
This individual will coordinate with investment teams and external counsel on fund launches and ancillary fund-related work. They will also assist business teams with a wide variety of regulatory, corporate, fund and investment legal matters across various strategies. What You'll Do: Draft, analyze, review, and negotiate contracts, including clie
Job Source: ICONIQ CapitalSia Partners
San Francisco, CA, United States
Company Description Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a global
Job Source: Sia PartnersSia Partners
San Francisco, CA, United States
Company Description Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a globa
Job Source: Sia PartnersCloudFlare
San Francisco, CA, United States
Available Locations: Singapore What You’ll Do Cloudflare’s business requires a world class legal team to help the company deal with complex matters by anticipating complications and distractions and guiding the company around those obstacles. We’re looking for a new team member who can help foster our unique corporate philosophy and approach, in
Job Source: CloudFlareSan Francisco, CA, United States
*1-2 days a week in office*
Voy is partnering with a rapidly growing multi-strategy investment fund that manages over $10B in assets across direct funds, FoFs and private credit funds. With a fundraise in the works and ambitious growth plans for 2024/25, the team needs a Compliance Manager who can ensure the firm follows all relevant laws and regulations, especially those related to SEC and Fund Compliance activities.
This position offers a unique opportunity to play a foundational role in developing and implementing our forward-thinking compliance strategy. As we grow and evolve, you will work both independently and collaboratively with other members of the Legal and Compliance team and the broader company to navigate complex sets of rules, regulations, business partner requirements, and industry best practices. Beyond SEC compliance, this role involves various other parts of our compliance framework, including program design and administration, paralegal work, regulatory reporting, surveillance, internal controls testing, policy development, and special projects.
The ideal candidate will enjoy finding creative compliance solutions and working quickly, often in the face of ambiguity and without significant day-to-day guidance.
Key Responsibilities:
Act as the compliance relationship manager for all SEC-related initiatives and programs.
Lead and support compliance audits, examinations, and related service providers.
Administer various U.S. and non-U.S. compliance tasks, including AML/KYC and California lending law programs.
Maintain the compliance calendar and exception documentation.
Develop scalable solutions to mitigate compliance risks and adapt to regulatory or business changes.
Coordinate with other teams.
Provide expertise on SEC, AML/KYC, and other compliance matters to internal and external stakeholders.
Develop and maintain compliance program infrastructure, including manuals, policies, procedures, and playbooks.
Deploy targeted compliance training.
Monitor regulatory actions and changes impacting the compliance program.
Perform audits, reviews, and quality assurance checks.
Review contracts, organize documentation, and manage special projects.
Qualifications:
5 to 10+ years working in SEC Compliance for a Registered Investment Advisor with private funds.
Experience at an RIA is required
Familiarity with various AML regulations and compliance areas, including American, Cayman, European, and Asian AML regimes.
Experience managing or supporting compliance consultants.
Ability to own a process from end to end with minimal supervision.
Ability to work cross-functionally and collaboratively with internal and external stakeholders.
Curiosity about new regulations and technologies.
Hybrid work environment, with the ability to work 1-2 days/week
How We Will Support You:
Benefits to support your health, finances, and well-being.
5% 401(k) company match with immediate vesting.
Flexible/hybrid schedules with flexible paid time off.
18 company-paid holidays.
Parental leave.
Home office support.
Annual bonus plan.
Opportunities for professional growth and development.
Collaborative and dynamic work environment.
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Email Alert for Legal Compliance Manager jobs in San Francisco, CA, United States
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