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USAA
Plano, TX, United States
Why USAA? Let’s do something that really matters. At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation’s military, but we all share in the mission to give back to those who did. We’re working as one to build a great experie
Job Source: USAAUSAA
Plano
**Why USAA?** Let’s do something that really matters. At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation’s military, but we all share in the mission to give back to those who did. We’re working as one to build a great exper
Job Source: USAAUSAA
Plano, TX, United States
Why USAA? Let’s do something that really matters. At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation’s military, but we all share in the mission to give back to those who did. We’re working as one to build a great experie
Job Source: USAAPwC
Dallas
**Specialty/Competency:** IFS - Risk & Quality (R&Q) **Industry/Sector:** Not Applicable **Time Type:** Full time **Travel Requirements:** Up to 20% A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity based decision making and conduct by PwC professionals throughout our o
Job Source: PwCEquity Trust
Dallas, TX, United States
JOB OVERVIEW The Compliance Analyst supports the ETC Brokerage Chief Compliance Officer (CCO) with a strong understanding of regulatory frameworks within the financial services sector. Maintains a strict adherence to all pertinent regulations and internal protocols governing operations to ensure the Company remains compliant with outside obligation
Job Source: Equity TrustUltimus Fund Solutions, LLC
Dallas, TX, United States
SUMMARY The Compliance Analyst I is responsible for assisting compliance officers in support of their Rule 38a-1 compliance program obligations for the clients of Ultimus Fund Solutions (UFS.) Additionally, this role may have significant contact with clients and various internal departments of UFS. KEY ACCOUNTABILITIES COMPLIANCE ANALYSIS Maint
Job Source: Ultimus Fund Solutions, LLCMando Technologies
Dallas, TX, United States
We are seeking an IT Compliance Analyst to lead and support compliance program initiatives. This position requires strong compliance experience, strong technical expertise (including technology and data security), proactive problem-solving skills, and the ability to work in a fast-paced environment to ensure systems and data meet internal and exter
Job Source: Mando TechnologiesPaymentus
Dallas, TX, United States
Summary/Objective The Compliance Analyst will be responsible for collaborating with the Paymentus Corporate Compliance team and the Profit by Paymentus team to achieve varying compliance requirements, including client due diligence, transaction monitoring, and other compliance tasks as needed. Essential Functions/Responsibilities Administers the
Job Source: PaymentusPlano, TX, United States
POSITION PURPOSE
Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank’s compliance management system.
ESSENTIAL FUNCTIONS AND BASIC DUTIES
Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations.
Prepare analysis and reports of findings including recommended corrective action items.
Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues.
Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation.
Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers.
Recommend changes to internal policies and procedures in connection with results of compliance testing and review.
Review bank advertisements to ensure compliance with applicable regulations. Provide feedback and suggestions to the marketing department and maintain documentation of all approvals.
Serve as subject matter expert to assist associates with implementation of corrective action items.
Assist with other compliance projects as assigned.
The above statements describe the general nature and level of work only. They are not an exhaustive list of all required responsibilities, duties, and skills. Other duties may be added, or this job description amended at any time.
SUPERVISORY RESPONSIBILITIES:
This role has no supervisory responsibilities.
QUALIFICATIONS
Education/Certification: College degree
EXPERIENCE REQUIRED: In depth knowledge of banking regulations
Minimum 5+ years’ experience related experience.
Experience in Quality Control and/or Internal Auditing and Compliance
SKILLS/ABILITIES: Analytical, detail oriented and accurate
Well organized
Excellent written and verbal communication skills
Demonstrated ability to work well with associates at all levels
Strong problem-solving skills
Ability to research, interpret, and explain regulations and other compliance-related documents
PC skills including proficiency in MS Word and Excel
Monday - Friday: 8:00AM - 5:00PM
Email Alert for Compliance Monitoring - Testing Analyst jobs in Plano, TX, United States
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Please refresh the page and try again.
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